NF202Zk Financial Market Law II

Faculty of Law
Spring 2023
Extent and Intensity
2/1/0. 5 credit(s). Type of Completion: zk (examination).
Teacher(s)
doc. JUDr. Michal Janovec, Ph.D. (lecturer)
JUDr. Ivana Pařízková, Ph.D. (lecturer)
JUDr. Johan Schweigl, Ph.D. (lecturer)
doc. Ing. Eva Tomášková, Ph.D. (lecturer)
Guaranteed by
doc. JUDr. Michal Janovec, Ph.D.
Department of Financial Law and Economics – Faculty of Law
Contact Person: Zuzana Suchá
Supplier department: Department of Financial Law and Economics – Faculty of Law
Timetable
Mon 20. 2. to Fri 19. 5. Thu 14:00–15:40 215
  • Timetable of Seminar Groups:
NF202Zk/01: Mon 27. 2. to Fri 19. 5. each even Thursday 16:00–17:40 126, M. Janovec, J. Schweigl
Prerequisites
!OBOR(PR) && !OBOR(PR01) && !PROGRAM(N-VS)
The law of the financial market I.
Course Enrolment Limitations
The course is also offered to the students of the fields other than those the course is directly associated with.
fields of study / plans the course is directly associated with
Course objectives
This course is set up as a unit following the basic knowledge of Financial law, which was gained in bachelor study programme. • Its focus is based on the specific position of the financial market as a field of financial law and its non-fiscal part • Within this subject the students develops knowledge gained also in the Financial Market Law I. Some topics will be given more detailed attention and practical applications of some theoretical problems, inter alia in the field of insolvency, liquidation and tax areas • The aim of the course is to provide students with a more detailed overview of the field of financial market law and individual parts. It builds on the basic knowledge of the student who obtained his studies in subjects of financial law and financial market law, especially in relation to the non-fiscal part of the financial law. The aim is to significantly extend the student's practical skills in the field. • Upon completion of the course the student will have knowledge about specific areas of the financial market, especially with emphasis on financial market supervision.
Learning outcomes
The student is able to distinguish individual financial market institutes and instruments, including individual components and specific conditions for the existence of entities. It broadens its knowledge of insolvency law in connection with financial institutions, as well as the areas of tax law and liquidation.
Syllabus
  • Lectures: 1. Introductory class
  • 2. International regulation and supervision of the financial market
  • 3. Single resolution mechanism
  • 4. Alternative payment services and systems in the international environment
  • 5. Resolving Mechanism
  • 6. DGSD -Deposit Guarantee Schemes Directive
  • 7. Transparency of financial products (PRIIPS), product management and distribution for financial products and evaluation of suitability and adequacy
  • 8. Multilaterar trading Facilities
  • 9. Cryptoactive, virtual currencies and related services
  • 10. Financial responsibility
  • 11. New regulation according to the 5th AML directive
  • 12. Compliance and problems in identifying clients of financial institutions
  • 13. Cross - border provision of financial services
  • Seminars
  • 1. Bail IN, Bail Out
  • 2. Payment services… exercises
  • 3.Investment firm - authorization and payment institution authorization
  • 4. Cryptoactive, virtual currencies and related services
  • 5. case study - AML
  • 6. Cross - border provision of financial services - exercises
Literature
    required literature
  • JANOVEC, Michal, Lukáš WEISS, Katarína KOLBENHAYEROVÁ and Marek BOČÁNEK. Propedeutika finančního práva IV. Právo finančního trhu (Propedeutics of Financial Law IV. Financial Market Law). 1st ed. Brno: Masarykova univerzita, 2022, 226 pp. Učebnice Právnické fakulty MU 556. ISBN 978-80-280-0025-7. info
    recommended literature
  • JANOVEC, Michal. Dohled nad finančním trhem a jeho integrace (Supervision of the Financial Market and it's own integration). Praha: Wolters Kluwer, 2018, 174 pp. ISBN 978-80-7552-877-3. info
  • SERGAKIS, Konstantinos. The law of capital markets in the EU : disclosure and enforcement. First published. London: Palgrave, 2018, xvii, 314. ISBN 9781137518460. info
  • Bankovnictví ; Finanční trh : finanční konglomeráty, praní špinavých peněz, centrální evidence účtů, stavební spoření : redakční uzávěrka 13.2.2017. Ostrava: Sagit, 2017, 432 stran. ISBN 9788074882173. info
  • HEMETSBERGER. European banking and financial services law. 2nd ed. Alphen aan den Rijn: Kluwer Law International, 2006, ix, 284. ISBN 9041125620. info
Teaching methods
Lectures and skill training. Lectures, seminars, discussions, independent preparation and eventual analysis of the case law of the European Court of Justice.
Assessment methods
The exam consists of processing a case study with a minimum 70% accuracy and oral part.
Language of instruction
Czech
Further comments (probably available only in Czech)
Study Materials
The course is taught annually.
The course is also listed under the following terms Spring 2020, Spring 2021, Spring 2022, Spring 2024, Spring 2025.
  • Enrolment Statistics (Spring 2023, recent)
  • Permalink: https://is.muni.cz/course/law/spring2023/NF202Zk