8 authorship and authentication Henry Lydiate introduction Bientication of authorship of an art work is an important artistic and art • ss jssue. Both issues are interrelated: whether or not a work is an uthentic Giotto, Rembrandt, Van Gogh, Dali, Pollock or Warhol is just Important to the art historian, curator and critic as it is the seller, buyer, lealet investor, insurer or auctioneer. Academic art experts inform, influence and advise art market professionals in their commercial dealings. Consideration of authentication of artworks cannot fail to raise the issue lof contemporary works by German artist Hans Haacke, who memorably created works that dealt centrally with issues of authenticity and provenance. I In 1974 Haacke was asked to contribute a new work to an international group show. PROJEKT 74., at the Wallraf-Richartz-Museum in Cologne, celebrating Kts 150th anniversary. He conceived an installation work, Manet-PROJEKT 174, about the provenance of a painting in the museum's permanent collection [by Manet, Bunch of Asparagus (1880) that would be exhibited on an easel, together with ten wall panels containing information about the lineage of the original work, from Manet's studio through many changes of ownership, to the present. Social and economic details of the many owners of the work would be displayed on the panels, particularly a well-known German financier who had assisted in the Museum's buying of the original painting, and whose financial operations dated back through the Nazi era. It was out of respect for this man that the Museum announced its decision to reject paacke's proposed conceptual art work, which was therefore not shown. But Haacke's concept has been well documented and is referenced to this day; one critic viewed the Manet-PROJEKT 74 work as a 'powerful allegory' of Walter Benjamin's maxim (from his thesis on the Philosophy of History) that 'there is no document of civilization which is not at the same time a document of barbarism'. Undaunted, however, in 1975 Haacke recycled his concept | to produce and successfully exhibit a work, Seurat's Les Poseuses (Small Version) 1888-1975. Both these conceptual works relied upon the existence °f credible evidence of the making of the work and its lineage of ownership er ninety years. 142 Henry Lydiate All legitimate lines of enquiry should, ideally, lead back to the artist's studio, as should enquiries to resolve related legal issues, such has the legal right to own and deal with the object; to reproduce ^ v -i otherwise merchandise a copy of the object; or to alter or change the °* after its completion by the original author. The older the art work, the more difficult it is to achieve a satisfact rj convincing audit trail back to the original artist (who may have died c before), in which case the art market, particularly buyers and coll ultimately decides the current market value (usually, but not always h ° by academic art experts). The newer the art work, the easier authent' should be, especially where the original artist is still alive or died in °n times. This chapter explores key ethical, legal and practical issues involved m arising. Lineage is the heart of the matter, and so our explorations will ^ chronological. Antiquities and Old Masters Up to and including the Dark Ages, hard evidence about artists, their vwfl and working practices is inevitably scarce, and authentication of art work made during those centuries is undertaken more through a mixture of sci« tific analyses of the objects and scholarly guesses and assumptions, than bv documentary audit trails back to the original artist. Just as the Italian Renaissance shed light on the nature and content of? Western art, posterity has also benefited from the survival of a wealth of documentation detailing the commercial transactions of (mostly commissioned) artists during that seminal art historical period, and to a certain extent; beyond it. Surviving letters of the artists, their assistants, benefactors, patrons, commissioners, and related legal documents, paint a vivid picture of the successful artist operating also as a sophisticated business manager. Written commission contracts appear to have been the norm, specifying in elaborate detail what should be created (say, a three-panelled altarpiece), detailed design specifications (often requiring figurative representations of the patron and his family), the nature and extent of the hands-on involvement of the maestro (who must paint the faces and hands, though his assistants may painM background or clothing), specification of materials to be used (so much lapis lazuli or gold leaf), completion and delivery dates, installation arrangements, a guarantee of how long the work would last, and the master's overall fee to be paid in stages. The survival of such enormously valuable documentation into modern times, as well as the works in question, can put beyond doubt authorship and authentication issues. The creation of moveable artworks emerged out of the Italian High Renaissance, and through the Mannerist period, when the foundations 01 what we now know as the secondary art market were developed. In other words, artworks also began to be bought and sold as commodities or A uthorship and authentication 143 a demonstration of wealth, social standing and the possession of ultural values. ommodification of moveable artworks accelerated in the Netherlands the seventeenth century. As the most powerful and successful trading * jn the then developed world, the Dutch economy boomed, and the derable disposable incomes of newly rich trading classes fuelled what a booming trade in commissioning, buying, selling, and investing jntmgs, particularly though not exclusively from Dutch painters like ^.'meer and Rembrandt. This period coincided with the North European ant Reformation of Western Christianity, which stimulated the s[ng secularization of artist's subjects - Vermeer's Girl with a Pearl ^mLng (1660-05); Rembrandt's Anatomy Lesson of Doctor Tulp (1632) - and ■ cted secular art dealers and collectors, and (with increasing circularity) uraged artists to create uncommissioned, speculative, autonomous works Crock the thriving market. And the market gradually began to spread, first h ough Western Europe, eventually throughout the developed world. lOld"Master paintings from this period onwards have become the subject of ■uthorship and authentication disputes, largely due to the absence of credible Lid detailed documentation contemporary to the original authorship. Over > the intervening centuries to date, this has led to many disputes - academic, curatorial, legal and business: acceptance or repudiation of an art work in an [artist's canon: whether and if so how to tackle problems of conservation, Rtoration and replacement; the deliberate fabrication of fakes and forgeries; and intentionally, recklessly or carelessly trading in artworks of questionable Iauthorship. In the absence of persuasive contemporary evidence, heavy reli-lance is placed on academic experts to achieve resolutions. In recent limes, for [example, academic experts have judged that studio assistants, followers or [imitators, in fact painted some works that for centuries had been accepted as [original Rembrandt's. Such repudiations or declassifications can have enormously deleterious consequences for an owner of such a work when it comes to reselling such inauthentic work in the art market. Further legal and business complications can and often do arise, through the absence of persuasive contemporary evidence and, more especially, from the absence of a credible documentary audit trail from the original author, to its first transfer or sale out of the artist's possession, through the many changes of legal possession and ownership, to the latest owner who wishes |to bring it to the art market for sale. And this is where good evidence of a legitimate audit trail of ownership, and of original authorship, so often coincide. [Modern and Contemporary art The second half of the nineteenth century saw the birth not only of Modern ! Art, but also of the image of the artist as an outsider, estranged from main-| stream society both in thought and expression, and in lifestyle. From around 144 Henry Lydiate the time of Manet's painting of Le Dejeuner sur I'herbe and the est- k • by him and his so-called Impressionist fellow painters of t]le ^ lshjfc Refuses, in 1863. la boheme was rapidly becoming society's normali^^B tion of the artist. These new bohemians chose internal, personal e from contemporary culture, often physically removing themselves fr ern civilization to distant exotic lands - like Gauguin's self-imn0 ? in Tahiti. Although the works of Modern artists are relatively closer to ~ -----------------~w 'viun.^.j closer to u„ ■ i which ought to make it easier to establish the provenance of their w i/ Un*i in terms of true authorship and of legal ownership), the nature * bohemian lifestyles and attitudes to their contemporary society m ^ llleir tlinn nnt racnit^ „i------.j____*i____ • . -ill- " more -"'vlJ more o^H than not resulted in less clear evidence than is available from earlier time almost became the norm for artists to sell or give away their works wirtl bothering with contractual or documentary formalities, for the new 0\v to do likewise, and so on down the market chain - until there came a l9 or business challenge to the latest seller about true authorship 0r Wj! ownership. Such bohemian attitudes and sloppy conduct of the commercial dimension of artistic practice were adopted by generation after generation of Modem* artists, and on into the contemporary era, where it is still commonplace for artists' studio sales to be executed without formal documentation - and for collectors to acquiesce accordingly. But in the case of living artists and those who died less than seventy years ago, international intellectual property laws can and do have vital roles to play in resolving authorship and authentication disputes. Most countries now have copyright laws, automatically giving to the author of an original art work exclusive legal rights of reproduction andl merchandising, thereby enabling them to prevent or authorise others doing! so; such rights normally last for up to seventy years after the artist's death. International copyright laws are helpful in addressing questions of authorship, because for over two centuries legislators throughout the world have had to define in statute who is an author, or joint author. In the UK, for example, the current definitions are: 'author' in relation to an artistic work means the person who creates it; and 'work of joint authorship' means a work produced by the collaboration of two or more 'authors' in which the contribution of each 'author' is not distinct from that of the other 'author' or 'authors'. Other countries have similar definitions, and they raise important professional practice issues for contemporary artists who engage studio assistants to create or help to create their works, or who work in creative partnership - especially in the making of mixed media artworks. Such professional practice issues can be readily resolved through the use of written contracts of employment for studio assistants (as was evidently done during the Italian Renaissance), and of written partnership agreements between creative collaborators. But international copyright laws are also important because the) Authorship and authentication 145 . ]jnked with related intellectual property laws that go to the heart ^^B*c3 tter statutory moral rights. These were developed in France during LiiE!!/ siěde and 011 ult0 tne carr>' twentieth century, and are based upon the ■■■■■■fprench philosophical and jurisprudential concept of droit d'auteurs. p»iQUÉ; seVeral statutory moral rights laws, automatically giving to the IfffV of a copyright art work certain exclusive legal rights, including the claim true authorship, and the right to prevent what the English call ^V*'ttJibution of authorship' - and the French call droit de paternitě. In Lffnf ountries, such rights last for the same length as copyright (for up to nl0b'lt years after the artist's death), except in the USA where they last up to tl; * the authentication decisions of the separate authentication TW,,-?Up'^^ of works during Warhol's lifetime appear to have no legal remed con- current US law. u»der Authorship and authentication 153 ne other than Pollock did do these paintings, he or she had an amaz-If someone ^ pollock>s working methods. This includes knowing exactly inS Tnock made corrections as he went along (information not publicly hovV, «P until the MoMA conservators report published in 1999). availabie U1 (Ellen Landau: response to the Harvard report) Envoi: back to the future As stated at the outset, lineage is at the heart of the matter. Livi J could greatly help themselves, their heirs and successors of their estate - as well as assisting future art academics and market professi^^B by adopting good professional business practices of the Renaissance °na.'*~ namely by documenting their works from initial ideas, through exccia " ' first studio sale or transfer; and for art market traders always to do lik •' to ensure the accumulation and perpetuation of sound provenance of original authorship and true legal ownership. Note by the editors 1 The dispute of the paintings attributed to Jackson Pollock by Alex Matter J ongoing. Harvard University Art Museums released a document at the end of December 2006 'Technical Analysis of Three Paintings Attributed to Jackson Pollock' (which is available at www.artmuseums.harvard.edu under 'Research') 'The Harvard University Art Museums have conducted an independent, pro-bono analysis of three of a group of thirty-two recently discovered works thouv be by Jackson Pollock (1912-1956)' as 'part of a broader ongoing investigation into the materials and techniques used by twentieth century artists and fits with the Art Museums' mission of object-based teaching and critical inquiry'. The three works were analysed using a variety of techniques to determine the age and composition of their materials, with the following conclusions: 'Some pigments raised questions about the proposed date of creation of the three works the research team analyzed (1946-49)'; and 'Some media raised similar questions'. A series of related responses, essentially press releases from late January 2007, arc collected at www.poIlockexhibits.com, which also promote the Pollock Matters exhibition (September 2007): The Museum of Fine Arts, Boston (MFA) is conducting scientific research on four paintings attributed to Jackson Pollock by Alex Matter, the son of photographer Herbert Matter, for the exhibition Pollock Matters at the McMullen Museum of Art at Boston College. (MFA) Scientific analysis can attempt to eliminate a work of art as genuine, but it can't determine if it is indeed the work of any given artist. That has been, and remains, the job of the scholar. A number of leading Pollock scholars have examined the paintings discovered by Alex Matter, through a range of methods from technical analysis to connoisseurship. Many attribute them to Jackson Pollock and nothing in the Harvard report effectively challenges that. (Alex Matter via Zucker Public Relations)