Classical Association of Canada
Traders, Pirates, Warriors: The Proto-History of Greek Mercenary Soldiers in the Eastern
Mediterranean
Author(s): Nino Luraghi
Reviewed work(s):
Source: Phoenix, Vol. 60, No. 1/2 (Spring - Summer, 2006), pp. 21-47
Published by: Classical Association of Canada
Stable URL: http://www.jstor.org/stable/20304579 .
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TRADERS, PIRATES,WARRIORS: THE PROTOHISTORY
OFGREEKMERCENARYSOLDIERSINTHE
EASTERNMEDITERRANEAN
Nino Luraghi
Fot the colleagues and students
of theDepattment of Classics,
UnivetsityofTotonto
1 he fact that Greek mercenary soldiers had been serving for a number
of powers in the southeastern Mediterranean during most of the archaic age
hardly strikes a reader engaged in general readings
on archaic Greek history.
Among the most authoritative treatments of this period O. Murray
s
Eatly Gteece
devotes only
a few pages tomercenaries serving in the army of the Saite pharaohs,
in a
chapter
on economy in sixth-century Greece, while R. Osborne's Gteece
in theMaking barely mentions the existence of Greek mercenary soldiers at all.
As a matter of fact, according to the common view, mercenary soldiers did
not become a significant factor of Greek social and political history before the
fourth century. Their emergence is generally
seen as a sign of a
widespread
social and economic crisis, to some extent a consequence of the Peloponnesian
War, which caused many people to remain under arms for a
long period of
time, damaging the productivity of their estates and inadvertently transforming
them into professional fighters. Poverty and the impossibility of facing it by
the traditional means of colonization would have produced
a
generalized social
crisis and a surplus of men ready to earn a living by the unappealing profession
of arms. At the same time, urban aristocracies
supposedly
became more and
more estranged from the idea of defending their cities personally and increasingly
entrusted this task to professional soldiers recruited from abroad. Such a
general
view underpins standard works of reference on Greek mercenaries, such as H.
W. Parkes GteekMetcenaty Soldiets and more recently M. Bettalli's Imetcenati
nel mondo gteco, and is set out synthetically inAndr? Aymar?s influential article
on Greek mercenaries.1 This interpretive framework, which links the presence of
Previous versions of this article were
presented in 2003 to the School of Historical Studies of the
Institute for Advanced Study (Princeton), Princeton
University,
Brown University, University of
Toronto, and York University. All the audiences deserve the author's gratitude
for their patience and
their encouraging and helpful feedback. Stephanie Dalley (Oxford) andMaynard
Maidman (York)
have read an advance version, providing invaluable help
on all matters Near Eastern and beyond.
Robin Fleming (Boston College)
offered
illuminating insights
into the history
of early mediaeval
England.
Susanne Ebbinghaus (Harvard) has discussed in depth the theses presented here, while her
own research project
on orientalia in the Samian Heraion (see Ebbinghaus 2005) provided much food
for thought. All dates are b.c. unless otherwise specified.
1
Parke 1933; Bettalli 1995; Aymard 1967. Perhaps this orthodoxy is about to be overturned;
see van Wees 2004: 41-42, where the cornerstones of the traditional interpretation, including the
21
PHOENIX, VOL. 60 (2006) 1-2.
22 PHOENIX
Greek mercenaries to structural factors specific to late-classical Greece, isprobably
responsible for a
tendency to underestimate the importance of mercenary soldiers
among the Greeks of the archaic age. Bettalli's recent monograph characterizes
mercenary service in archaic Greece as an elite phenomenon, involving only a
small number of aristocratic warriors. The factors that induced them tomigrate
abroad and find employment
as mercenaries ranged from restlessness to defeat
in civil strife and exile. Bettalli also subscribes to a view authoritatively put
forward by Aymard, according to which the existence of people ready to leave
their hometown to enroll as mercenary soldiers has to be seen as the symptom
of some sort of crisis, most often of an economic nature; this view involves the
assimilation of mercenary service abroad and colonization as two parallel
means
of relieving the pressure of a
growing population without modifying the structure
of land ownership.2 Philip Kaplan's recent article, while trying to highlight
the importance of mercenaries for archaic Greek history, still follows the logic
of previous scholarship. To explain the existence of mercenaries some sort of
crisis seems to be required, and Kaplan conjures up the unsettled conditions that
accompanied the emergence of the polis during the archaic age.3 In terms of
numbers of warriors involved, moreover, Kaplan regards mercenary service in the
archaic period
as a limited phenomenon.4 To sum up: the scholarly consensus
seems to be that (a) some sort of socio-economic crisis is required to explain the
availability of professional soldiers and (b)mercenary service among the Greeks
of the archaic age was an elite phenomenon.
When seen in a broader comparative perspective, however, neither of these two
propositions rests on particularly firm foundations. It is certainly true that poverty
regularly figures in the background of mercenaries, from antiquity to modern
times. However, more than economic crisis, it is structural and comparative
poverty that seems to be conducive tomercenary service. Throughout European
history, there are many cases of mercenaries coming from marginal areas, often
in the mountains, on the fringes of more organized and richer polities: the Swiss
are only the most famous example of amore widespread phenomenon. In these
cases, going
abroad to serve as a
mercenary is a
response
to a structural condition,
not to a
specific situation of economic crisis.5 We ought not to forget that
the Greeks of the archaic age were indeed living
on the fringes of much larger
relationship between the Peloponnesian War and the increase in numbers of mercenaries in the fourth
century, and the very idea that mercenary service among the Greeks became really widespread only
during the fourth century, are
effectively called into question.
2Bettalli 1995: 24-27.
3
Kaplan 2002:230; cf. Aymard 1967.
4
Kaplan 2002: 241: To be a soldier of fortune, one must not
only be able to afford arms, one
must also be trained to use them. In addition, one must have the education to function in a
foreign
society and to make contact, directly
or
through officers, with the sort of people who are
likely
to hire
mercenaries."
5
See Kiernan 1965:122 on the provenance of mercenaries in the lateMiddle Ages: "Altogether,
a
striking number of these recruiting grounds lay
in mountainous regions
on the fringes of Europe,
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 23
and better-organized polities, which constantly produced the kind of centralized
wealth that makes it possible to hire mercenaries. Seen in this perspective, the
real preconditions for the existence of Greek mercenaries were not much different
in the fourth century than in the seventh.
As for the idea that mercenary service among Greeks in the archaic age was
an elite phenomenon, involving only a small number of upper-class individuals,
at first sight the evidence that supports this view is rather convincing. The poets
Archilochus andAlcaeus may have served asmercenaries, as
certainly did Alcaeus'
brother Antimenidas, who probably fought in the army of Nebuchadnezar n that
conquered Ashkelon in 601.6 Archilochus, Alcaeus, and Antimenidas would all
qualify
as upper class, and the same is usually maintained of the East Greek
mercenaries who inscribed their names on the colossus of Ramses 11 at Abu
Simbel in 593, since they
were literate.7 A further illustrious case isPedon, who
served under Psammetichus i in themid-seventh century andwas
richly rewarded
by the pharaoh?although
no one knows how rich he was when he leftGreece for
Egypt.8 Yet such evidence does not prove the point. The presence of upper-class
individuals as officers, and even in the rank and file, of a mercenary army, is
an
absolutely normal phenomenon, for which historical parallels
can easily be
found: for instance the cases of Swiss and South-German (Landsknechte) infantry
in the fifteenth and sixteenth centuries.9 In neither of these cases would anyone
think of qualifying mercenary service as an elite activity: upper-class individuals
simply formed a
minority in aworld inwhich social hierarchies were
quite volatile
anyway.
In this connection, it is crucial to distinguish between the phenomenon itself
and its perception and depiction from the point of view of the soldiers of fortune
themselves. The use of words such as
epikouroi
or xenoi to
designate mercenaries
points to a tendency to assimilate mercenary service to aristocratic reciprocity and
gloss over the disqualifying fact that themercenary soldier was in a
relationship to
his employer that made him dangerously similar to a hired worker;10 this should
be interpreted
as evidence that Greek mercenaries subscribed to the ideology of
the archaic aristocracy, which they clearly did. Witness how Alcaeus describes
inhabited by alien peoples such as Celts or
Basques. In an
age when the cultivators of the settled plains
had been disarmed by their noble 'protectors,' these sturdy, needy hillmen were still ready for war."
On the economics of mercenary service in Switzerland, seeMarchai 1991: 21, and compare Ro/s
explanation of the economic and demographic implications of mercenary service in classical Arcadia,
Roy 1999:347-349.
6
On Antimenidas and his adventures in the Levant, see Alcaeaus fr. 48 and 350 L.-P. and Kaplan
2002:235.
7Haider 1996:107-108. The inscriptions
are
republished inHaider 2001.
8Haider 1996:100-101 and 2001:200-201.
9
See Baumann 1994:13-47.
10
The euphemistic nature of most words designating Greek mercenaries iswell discussed
by Kaplan
(2002: 230-234). Euphemistic designations
are
extremely
common in the history
of mercenaries; cf.
for example the name Reisl?ufer, "travelers," used by Swiss mercenaries in the early modern age.
24 PHOENIX
his brothers deeds or how Pedon characterizes the prize he received from the
pharaoh. However, this does not imply that all or even most mercenaries were
upper class?and incidentally, this way of "disguising" the nature of mercenary
service, far from being typical only of the archaic age, is also clearly recognizable
in the relations between Cyrus the Younger and his Greek condottieri, inwhich
the language of aristocratic reciprocity figures prominently.11 After all, we ought
not to forget that what made Greek soldiers attractive for foreign employers
was
almost certainly their use of hoplite weapons and tactics, and hoplites would be
rather less effective iffighting either alone or in small numbers: from this point of
view, it seems unwise to interpret mercenary service among Greeks in the archaic
period
as an elite phenomenon of marginal quantitative relevance.12
One further point mentioned by Kaplan
as
suggesting
an aristocratic back
ground for archaic Greek mercenaries has to be considered: that is, the ability
to afford the weapons and the training to use them. Even here, a closer look
may suggest amore nuanced interpretation. How exactly
one should define the
economic background of those citizens who could afford the hoplite
armor in the
archaic polis is amatter for debate. Most scholars would assume that the hoplite
phalanx included what we
might anachronistically call the middle class, that is,
not only the richest members of the community. This consensus may be in need
of revision,13 but the point is not decisive in our
perspective. More importantly,
it has to be pointed out that the reasons that should have restricted the pool of
potential mercenary soldiers among the archaic Greeks, as outlined by Kaplan,
are not specific
to archaic Greece: the weapons or the time to learn how to use
them did not become significantly less expensive in the late classical age, when
everybody would agree mercenary service was a mass
phenomenon.14 On the
one hand, it is clear that, while a complete panoply
was normally necessary to
fight in the front rows of a phalanx, soldiers in the rear rows may have been less
than lavishly outfitted.15 On the other, in ancient Greece as inmany other times
and places, professional soldiers were certainly ready to invest in their weapons
rather more than normal citizens and had more occasions to acquire them, for
instance as booty. To conclude the negative part of the argument, there does not
seem to be any decisive reason to subscribe to the view that in the archaic period
conditions would not favor the existence of large numbers of mercenaries among
11
See Herman 1987: 97-101.
12
See Bettalli 1995: 101-105 for some
judicious
reflections on this point. This is not the place
to discuss the recent attempts by Hans van Wees (2000 and 2004: 169-183) at
downdating
the
introduction of the closed formation to the end of the archaic age. The present author would tend to
share the skepticism of Schwartz (2002), whose conclusions seem
strengthened by the early depiction
of a
phalanx
on a
Cypro-Phoenician
silver bowl discussed below (and not considered by
vanWees).
13
See now vanWees 2001.
14The little evidence available concerning
the cost of the panoply is assembled by
Franz (2002:
351-353). See also Jarva 1995: 148-149, suggesting that the cost of weapons in archaic Greece may
be generally overestimated by scholars.
15The suggestion has been advanced many times; see
recendy Jarva 1995:125-126 and 138.
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 25
the Greeks and that therefore archaic mercenaries were just a small number of
aristocrats.
On the positive side, a closer look at the evidence suggests that the phenomenon
was indeed widespread during the archaic period. Even ifwe restrict our attention
to the best known case, that of the East Greek and Carian mercenaries serving
the pharaohs of the XXVI (Saite) dynasty (664-525), literary evidence points to
figures that run in the tens of thousands for the number of soldiers involved.16
But there is more. Alcaeus* verses about his brother Antimenidas have been
joined by
a
growing body of evidence from theNear East, showing that, from the
mid-seventh century to the third quarter of the sixth, Egypt
was far from being
the only employer of Greek and Carian mercenaries. There is now reason to
believe that, by the late seventh century, Greek mercenaries were
serving
not only
in the Egyptian and Babylonian armies,17 but also in those of Tyre and of the
kings of Judah. They had been settled in various fortresses in southern Palestine:
Ziklag, Timnah, Mesad Hashaviahu, Arad, and inTell Kabri, southeast of Tyre.
Their presence is attested by large quantities of Greek pottery and weapons, and
also by archival documents from Arad mentioning the apportioning of wine and
oil to some
seventy-five Greek mercenaries.18 The documents probably date to
the year 597, just before the fortress of Arad was
destroyed, presumably by the
Babylonian army of Nebuchadnezzar n, in the same
campaign that led to the first
siege of Jerusalem. Both in the case of Tell Kabri and in those of the Judean
fortresses, we have to do with small contingents of soldiers. However, taken
together these cases suggest that, at least from the mid-seventh century, Greek
mercenaries must have been quite
a common
sight in the easternMediterranean.
To sum up, such evidence as has been brought to bear so far on the problem
of Greek mercenaries in the eastern Mediterranean shows that this phenomenon
was probably
more
widespread than is often assumed. In view of what has just
been said, a reassessment of the historical significance of Greek mercenaries in
the archaic period
seems both feasible and desirable. It is easy to see how such
16Hdt. 2.152-154,163. Archaeological evidence is available inHaider 1996: 92-112 and various
contributions in H?ckmann and Kreikenbom 2001. It is
generally assumed that the Carians of
southwestern Anatolia, not known as a
seafaring people, became involved inmercenary service because
of their contacts with the Greeks who inhabited the coastal portion of their land. Note however that
Carian mercenaries may be mentioned as
forming part of the palace guard of Jehoiada of Judah (about
837-800; 2
Kings 11.4,19); see
Ray 1995:1189.
17
As a matter of fact at the batde of Karkamish, the decisive victory of Nebuchadnezzar ii over
the Pharaoh Necho n in 605, Greeks may have been fighting
on both sides; see Haider 1996: 93-94.
Niemeier (2001: 19-20) republishes the archaeological evidence that has been plausibly connected
with the presence of Greek mercenaries in the
Egyptian army. Cf. above, 23, n. 6 on Antimenidas in
the Babylonian army just
a few years later.
18
Evidence on Greek mercenaries in Phoenicia and Palestine is collected inHaider 1996: 75-76;
Niemeier 2001: 15-18; Wenning 2001; Niemeier and Niemeier 2002. The ostraca from Arad are
published
inAharoni 1981:12-28; see also 145 on the likely size of the military
units involved. They
refer to Kittim, the name used in the Bible for Greeks and Cypriots. Since Cypriot mercenaries are
not attested otherwise, even in later times, the Kittim of the Arad inscriptions
must be Greeks.
26 PHOENIX
a reassessment could have important ramifications for central aspects of archaic
Greek cultural history; for instance, given the proportions of the phenomenon and
the fact that upper-class Greeks, while most probably not making up themajority
of Greek mercenary troops, were
certainly involved, mercenary service might turn
out to be a
major vehicle in the transmission of artifacts, ideas, and knowledge
between the cultures of the eastern Mediterranean and of Greece.19 Mercenaries
coming home after having served abroad arewell attested, and reflecting
on their
potential influence on the economy and society of East Greeks of the sixth century
opens up new and fascinating avenues of research.
This reassessment must start at the beginning and that is the goal of the
present paper, which will discuss what could be called the proto-history of Greek
mercenaries, a
phase in which evidence is scanty and sparse, at times even
controversial. The focus of our attention will be an area
generally called North
Syria, between Phrygia to the northwest, Urartu to the northeast, Phoenicia and
the kingdom of Israel to the south, and the River Euphrates and Assyria to the
east, an area which had been a part of the Hittite Empire for much of the second
millennium and in the early Iron Age
was known to its neighbors
as the lands
of Khatti and Aram. After the collapse of the Hittite Empire in the thirteenth
century, most of this area was
probably for a short time under the control of the
former Hittite provincial capital, Karkamish, ruled by a dynasty that was related
to the old royal dynasty of Khattusha.20 Then gradually the region became a
complex and fragmented system of smaller independent states, normally centered
around one
major city but including also some smaller ones, and ruled by kings.
They are often called Neo-Hittite kingdoms, but this definition is to some extent
misleading, because it suggests an ethnic homogeneity that is highly doubtful.
In terms of material culture, the North-Syrian area was a mixture of Hittite
heritage and Aramaean influence coming from the south. The languages used
in the inscriptions of these kingdoms were Semitic Aramaic or
Indo-European
Luwian, sometimes accompanied by a parallel text in Phoenician, and there is no
neat border between an Aramaic and a Luwian zone. Most prominent among
the North-Syrian kingdoms, besides of course Karkamish on the Euphrates,
were
Hamath on the Orontes, Sam'al (modern Zincirli), Pattina or 'Unqi in theAmuq
plain with its center at Kunulua (modern Tell Tayinat), and farther to the south,
in the Syrian-Aramaean area, Damascus. Unlike the Phoenician cities, the Syrian
kingdoms were land-oriented, so to
speak:
some of them did not have access to
the sea, and even those which did do not seem to have been particularly interested
in asserting themselves as sea-powers or in developing sea trade.
In this political world of medium powers continuously busy forming alliances
and fighting against each other, a
bigger player started intruding toward themiddle
19
See Kaplan 2002: 241-242; cf. Ch?ds 2001:124.
20
For this and what follows, see Hawkins 1995a: 1299-1304.
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 27
of the ninth century, the Assyrians. Centered on the so-called Assyrian triangle,
in the upper valley of the Tigris, the Assyrians had not been able to make their
political influence felt beyond the Euphrates since the end of the so-called Middle
Assyrian kingdom in the twelfth century. From the late tenth century, theAssyrian
kingdom started a
powerful phase of expansion that brought it in due course to
dominate the whole of the Near East, including Babylon and even
Egypt. By the
second half of the ninth century, the Assyrians had reached the Euphrates and
King Ashurnasirpal
n and his successor Shalmaneser m
campaigned repeatedly
in the North-Syrian area. After a number of rebellions in the conquered lands
and a
period of stagnation in the first half of the eighth century, the next wave of
Assyrian westward expansion
came in the second half of the eighth century, when
King Tiglath-pileser
in
conquered all the Syrian kingdoms one after the other
and transformed them into Assyrian provinces.21 Under Sargon n, even
Cyprus
recognized Assyrian supremacy.22 Finally, Esarhaddon and Ashurbanipal briefly
occupied Egypt in the second quarter of the seventh century.23
At the same time as the world of the North-Syrian kingdoms started expe
riencing this increasing intrusion by the Assyrians, Greeks seem to have arrived
on the coast of the Levant. The earliest Iron Age Greek vases from the Levant
may date as far back as the mid-tenth century, but until the mid-eighth century
they remain very few and are
mostly of rather high quality. The assumption
that they had been brought there, probably directly from Greece, by Phoenician
traders seems the most reasonable.24 Both the amount of Greek pottery and
its pattern of distribution change dramatically around the mid-eighth century.
There is one site in particular
at the mouth of the River Orontes that ismost
relevant in this connection. It is generally referred to by its modern name, Al
Mina, because it is not known for surewhat itwas called in antiquity.25 Itwas
found accidentally by a famous Near Eastern archaeologist, Leonard Woolley, the
discoverer ofUr. Woolley intended to trace "connections, if such existed, between
the early civilizations of the Aegean, in particular that ofMinoan Crete, and the
more ancient cultural centres of hither Asia."26 In other words, he was looking
21
On the difference inAssyrian imperial policy before and after Tiglath-pileser m, see
Parp?la
2003:100-101.
22According
to the reconstruction offered inNaaman 2001, Sargon
sent an
expedition
to
Cyprus
in 707, at the urging
of the king of Tyre,
towhom the Cypriot kings had refused to continue to pay
tribute.
23
Note that Egypt may have remained in the Assyrian sphere of influence longer than is often
thought;
see Smith 1991.1 owe this reference to the courtesy of Stephanie Dalley.
For a recent
inventory of Greek Geometric pottery from the Levant, see Luke 2003: 31-42.
25
However, we may know what the place
was called by the Assyrians;
see Zadok 1996, who
suggests identifying Al Mina with Ah-ta-a, a
place mentioned ?n the recendy published fragment of
the stele of
Tiglath-pileser
in from Iran, Tadmor 1994: Stele II B 12'. The suggestion
is accepted in
Parp?la and Porter 2001.
26Woolley
1938:1.
28 PHOENIX
for a
Bronze-Age harbour, and admittedly the mouth of the River Orontes is
a reasonable place to look. However, Woolley found something different: a
fairly modest settlement, with a sequence of phases of occupation extending from
the second quarter of the eighth century to the fourth century. In the earlier
strata, from the eighth century to the early seventh, roughly
one half of the
pottery found was Greek, and about a third of the remaining was
Cypriot.27
Unfortunately,
no tombs associated with the settlement have been found, and
sowe lack important evidence that might have helped
us determine the origin
of the people living inAl Mina between the second half of the eighth century
and the beginning of the seventh. Recently,
some scholars have doubted the
presence of Greeks at Al Mina and in general denied that Greek traders were
active in the Levant before a much later period. It has to be recognized that
an excavation conducted with more modern criteria could have yielded clearer
evidence as to the ethnic origins of Al Mina's settlers. However, the arguments
brought against the idea that Greeks were among them often seem to derive
more from a
priori assumptions than from the evidence, such as it is. The fact
that at Al Mina local building materials and techniques
were used can
hardly
be taken as evidence of ethnic origins,28 and in any case, the presence of local
people in the settlement would be hardly surprising, especially if Luke is right
to suggest that Al Mina was under the political control of the kingdom of
TJnqi. It is certainly possible that non-Greek pottery is underrepresented in
the inventory of finds from Al Mina because itwas
kept by the excavator less
frequently than Greek pottery was, but this cannot be a reason to reject the
evidence altogether.29 The fact remains that the amount and proportion of Greek
pottery of all kinds, not only of high quality, sets Al Mina clearly apart from
all other settlements of the Levant and makes the presence of Greeks at least a
very strong probability.30 At any rate, the conception of Al Mina as a Greek
colony, comparable
to the Greek foundations in the western Mediterranean,
27
On Al Mina, see now the comprehensive study of Luke (2003). On the early levels and their
pottery,
see
especially Boardman 1990 and 1999a, and Kearsley
1995 and 1999. Kearsley has lowered
the date of the earliest Greek pottery from the site by half a
century, but this lower chronology could
have unacceptable implications for the chronology of other sites in the Levant; cf. Fantalkin 2001. For
more reasons to suspect that the current
chronology
of Greek Geometric pottery might be in need of
a revision upwards, see
Ridgway 2004:19-22.
28
Compare Bonatz 1993:129-130; Luke 2003: 23-24; and
Kearsley
1999: 127-128. Cf. Wilson
1976: 400-401 on the impossibility
of
distinguishing
Scandinavian settlements in
early
mediaeval
England
based on the building technique.
29
Ironically,
it has seldom been remarked that the same
explanation could apply
to the absence of
Greek cooking
ware from the record of Al Mina; seeWaldbaum 1997: 8.
30
Even J.Waldbaum, who is in
general very skeptical about the presence of Greeks in the Levant,
admits (1997: 6) that the amount and proportion of Greek pottery at Al Mina "may have some
significance"
as an indicator. Note also Luke 2003: 44: about 1,500 known Greek Geometric imports
from Al Mina as
opposed
to about 200 sherds from its hinterland and some 190 from the rest of the
Levant.
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 29
although almost certainly wrong, long dominated the scholarship,31 which posed
the questions where did these Greeks come from and what were
they doing
there.
An answer to the first question took a
long time for scholars to find. Since
Woolley
was not an expert inGreek pottery, he entrusted the publication of his
finds to other scholars and the result was that a
comprehensive publication of the
finds never
appeared. However, improved knowledge ofGreek Geometric pottery
since the 1950s enabled John Boardman to recognize thatmost of the earlyGreek
pottery from Al Mina came from the island of Euboea with a much smaller
proportion from the Cyclades and theGreek cities ofAsia Minor.32 If this second
provenance ismore or less what one would expect, the firstwas viewed earlier
as rather surprising. However, the progress of archaeological research in Euboea
itself and also in southern Italy, where the Euboeans founded inCampania the
first Greek settlements of what was to become known as
Magna Graecia, showed
that precisely in the eighth century the Euboeans had been at the forefront of
Greek expansion in theMediterranean, in terms of both trade relations with the
East and of trade and settlement in theWest.33 Indeed, Boardman went so far
as to assign to Al Mina a
key role in the diffusion in the Aegean and in the
western Mediterranean of objects from northern Syria, mosdy bronzes, ivories,
and seals, whose distinctive style would be the main source of inspiration for the
rise of the orientalizing style in Greek art. This explains also what interested
the Euboeans inAl Mina: trade. As amatter of fact, Al Mina figures regularly
in discussions of Greek ports of trade or
emporia, settlements abroad that were
not city-states. Interestingly, the archaeological evidence provides satisfactory
answers to the question of what the Greeks acquired in the Levant, but it is not
nearly
as
eloquent
as towhat theGreeks sold. One might guess that, among other
things, the Ionians were already trading slaves, as they did later according to the
"Lamentation over Tyre" in the book of Ezekiel (27:13).34
Before leaving Al Mina and the Greek traders in the Levant in the eighth
century, it isworth stressing that so far no other settlement has produced
a
record that closely matches that of Al Mina. The presence of Greek traders has
been suggested for other settlements slighdy farther to the south, especially Ras
el-Bassit and Tell Sukas, where eighthor
early seventh-century Greek pottery
has been found. However, nowhere is the proportion of Greek vases in this early
period in the same range as atAl Mina. Greek traders were very likely active at
31
See references inLuke 2003:1-3.
32
See now Boardman 1999a, with references to his earlier works.
33
See Ridgway
1992 and Giangiulio 1996: 498-503, emphasizing
the connection between early
Euboean presence in the Levant and in theWest.
34
See Liverani 1991 and, in
general
on the "Lamentation over
Tyre" and its origin, Greenberg
1997: 568-569 with references. A further possibility, suggested
to me
by Stephanie Dalley,
is that
the Greeks exported silver, extremely
scarce in the Near East. Of course, the two are not
mutually
exclusive.
30 PHOENIX
Tell Sukas and Ras el-Bassit from the mid-seventh century, and perhaps some
may have been there even earlier, but this cannot be more than speculation at
present.35
Trade was certainly not the only activity inwhich Greeks were
engaged in the
Levant in the second half of the eighth century.We are
lucky enough
to possess a
small but extremely explicit corpus of documents, mostly emanating in different
ways from theAssyrian court, which throws a clear and consistent light
on Greek
activities. The first one is a letter sent by
an
Assyrian provincial officer to King
Tiglath-pileser m, probably around 738-732.36 The text appears to be rather
difficult to read as
published translations diverge significantly:
To the king my lord (from) your servantQurdi-Ashur-lamur.
The Ionians came (and) attacked the cities of Samsimuruna,37Harisu, and [xxx], A
cavalryman came to the city ofDana[bu] (to report this). I gathered up the availablemen
andwent (after them). (The Ionians) did not get anything. When they sawmy troops,
they got into their boats and [disappeared] into themiddle of the sea.After my [departure
...].
... he is [in the harjbor38 of the city39of [xxx]. As forme, before I go up to the city of [x
x x] I shall build up (the defenses) of the city of [Dan]abu. All the Itu'ayan (troops) that I
have and the
Itu'ayans
who are
coming,
I shall settle there.40
To the king my lordyour servantQurdi-ili-lamur.
The people of the land launa came. They have done battles in the citiesUsi, Harisu, and
... He (sc. the ruler of launa?) has come to the
king's city. The soldiers are
free of
tax
obligations.He isdetained in... I have come back. Let no one ... until theforces [arrive] in
the
ships_in
the middle
of
a rebellion...
They
came up... the Itua
(troops)...
into
my presence.
Let them
[bring]
the I tu'a (troops)
(and)make them go inside.41
Here for the first time we meet a form of what will be for centuries to come
the name of the Greeks in the Near East: Iaunaya, obviously derived from the
early form of the name of the Ionians, Iavones.42 The three "cities" they had
35
The evidence for Tell Sukas is summarized in Riis 1982. For Ras el Bassit, see Courbin 1986,
1991, and 1993.
36First published in
Saggs
1963: 77-78. For the date of the letter, see Lanfranchi 2000: 15,
n. 31.1 am
particularly grateful
to
Stephanie Dalley
for her advice on this text. In her view, Parker's
translation and Parpola's transliteration, on which the translation is based, are far too optimistic. In
the following
notes some of her
conjectural readings
will be mentioned. Italics in the translations
indicate uncertain
readings.
37
Samsi[muruna], S.
Dalley.
38He is (?) [in thehar]bor(?),S.Dalley
39
Country, S. Dalley.
^Translation Parker 2000; transliteration by S. Parp?la.
41
Translation Saggs
2001.
42
See Brinkman 1989 and Rollinger
1997.
Rollinger (2001: 237-243) offers a
comprehensive
inventory of references to Ionians in the Assyrian
sources. Add now the place-name Ia-u-na that
appears in a letter from Nimrud recendy published in
Saggs
2001:166-167.
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 31
attacked must have been rather minor settlements: of the two names
preserved
on the tablet, one is not known in any other source, but the other appears again
in documents of later Assyrian kings, which suggests that itwas situated not
far from the Phoenician city of Sidon.43 Qurdi-Ashur-lamur, if this reading of
his name is correct, appears in other documents from Nimrud; he was either
an Assyrian provincial governor or, more
likely,
a
high-ranking military officer
in charge of relations with the kingdom of Tyre, which was in this period
an
Assyrian protectorate.44
It is purely by chance thatwe hear about this raid by Ionians inPhoenicia, but
in all likelihood this was not an isolated episode. It has been astutely observed
that Qurdi-Ashur-lamur's letter reads as if this were not the first time he was
confronted with the reprehensible initiatives of the Iaunaya.45 Nor was this their
last appearance on the coast of the Levant. This we know thanks to the so-called
Annals of Sargon 11, inscribed on the walls of his palace in the newly founded
capital Dur Sharrukin (modern Khorsabad). One part of their entry for the
seventh year of Sargons reign, 715, reads as follows:46
In order to [conquer the Ionians,who live] in themidst of the sea,who since long [in the
past] used to kill the inhabitants [of the city] of Tyre (and) [of the land] of Que and to
interruptcommercial traffic, I attacked them at sea [with shipsfrom the land of]Hatti and
destroyed them all, big and small,with my weapon.
This is a very fragmentary text, but most of the supplements
are based on other
texts from Dur Sharrukin, and can be regarded
as
reasonably trustworthy:
Sargon,
... the expert warrior, who like a fisherman in the midst of the sea
caught
the
Ionians like fishes and gave peace to the land ofQue and to the city ofTyre.47
Palace of Sargon,... who caught like fishes the Ionians,who live in themidst of the sea.48
I
caught
like fishes the Ionians, who live in the midst of the sea of the sunset.49
Palace of
Sargon,...
who
caught
like fishes the Ionians who live in the midst of the sea.50
According to theAnnals of Sargon, the Ionians had made a habit of attacking
Phoenicians and Cilicians (Que is both the name of the Assyrian province
43
For the location of Samsimuruna, and also for the reading,
see Parp?la 1970: 303. Harisu has
not been identified yet; see Parp?la 1970:152.
44
See Lanfranchi 2000: 15 and n. 30. The new
reading
of the name in
Saggs
2001 would
exclude the identification of the sender of our letter with the Assyrian
officer known from other
documents. See, however, Van Buylaere 2002, offering
sensible reasons to retain the reading
as
Qurdi-Ashur-lamur, which
Saggs
himself (1963: 77-78) originally did.
45Parker2000: 75 andRollinger2001:239.
^Annals, lines 117-119. Translations of the inscriptions of Sargon
are based on Fuchs 1994.
47Sargon Cylinder, line 21.
^Inscription
on a colossal man-headed bull, line 25.
49
Little Annals, line 15.
50Threshold inscription, type 4, line 34.
32 PHOENIX
corresponding to Plain Cilicia and of the capital of that province), jeopardizing
commercial traffic. This sort of activity upset the Assyrians, and certainly not
out of philanthropic feelings. Since the Late Bronze Age, the Phoenician cities
had been in a
relationship of mutual dependence with the great powers inland,
Egypt and Babylon in particular, supplying them with luxury items such as ivory
and textiles, but also with timber and metals. In the ninth century, Assyria
increasingly took over the role that had once belonged to
Egypt, entering into a
kind of symbiotic relationship with the Phoenician cities.51 The Ionians seem to
have disrupted this system sufficiendy for the current beneficiaries, theAssyrians,
to decide to intervene direcdy. Sargon had ships built somewhere on the North
Syrian coast (which the Assyrians mention by the archaic name of "land of the
Hittites") and from there moved against the Ionians and, as he says, caught them
like fishes in a net, or, as the Annals say in a less poetic way, slaughtered them
to aman. The shorter allusions to this episode in other inscriptions from various
parts of Sargon's palace add a
fascinating insight into how a land power perceives
a seaborne enemy: the Ionians are like elusive animals of the waters, and Sargon
is like a fisherman who lifts them out of their element into an environment where
they are defenseless.52 Obviously, the land these Ionians came from lay beyond
the borders of the world which the Assyrian king either knew or was interested
in conquering. It actually marked the boundary of the Assyrian-dominated
oikoumeneP It is reasonably clear what was
happening. Ionian Greeks were
operating in the Levant, attacking probably both ships and coastal settlements, in
aword, practicing
a
rudimentary but rather common sort of sea power: piracy. It
is harder to tell exacdy where they had their bases. A number of reasons suggest
that we must exclude Cyprus.54 The coast of Rough orWestern Cilicia, where
we know that Greek settlements existed from very early on, is probably the best
candidate.55 The area lends itself to this sort of activity, somuch so that Cilician
pirates would become legendary in theHellenistic period.
Sargon's victory, which was not necessarily as devastating and conclusive as
his own propaganda tells us, was not the last chapter of the story.56 Certainly
51
See Frankenstein 1979: esp. 269-273. This explains also the markedly different treatment meted
out
by the Assyrians
to the Phoenician and North-Syrian cities respectively and the fact that Phoenicia
was never turned into an
Assyrian province.
52
For a
fascinating investigation
of this
image
inGreece and the Near East, see Ceccarelli 1993:
esp. 39-42 for Assyrian parallels.
53Rollinger
2001:240.
54
See Lanfranchi 2000: 14; contra
Elayi and Cavigneaux 1979, whose interpretation however
cannot stand in the light of Fuchs's new edition of
Sargon's
texts.
55
On the two Samian colonies of
Nagidos
and Kelenderis, mosdy considered lairs of pirates rather
than full-blown colonies (which makes sense if one looks at their location, on a steep coast without a
hinterland), see
Shipley 1987: 41 with further references and Haider 1996: 85.
6
Scholars have long debated whether aman called Iamani (Ia-ma-ni, Little Annals 95) or Iadna
(Ia-ad-na, Annals 246), who usurped the throne atAshdod in 711 and was
expelled by Sargon,
should
be considered aGreek: the name does look similar to theAssyrian
name of the Ionians (Ia-am-na-a-a).
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 33
Ionian pirates
were not normally the kind of enemy an Assyrian king bothered
to mention in his royal inscriptions. However, thanks to the work of the
Babylonian historian Berosos, living in the early third century, we know that
Sargon's successor, Sennacherib, fought against Greeks in Cilicia. According to
one version, Sennacherib defeated there aGreek army, according to another he
turned to flight
a fleet of Ionians off the coast of Cilicia. Whatever happened,
these events can
easily be connected with Sennacherib's campaign in Cilicia in
696.57 The story, which ultimately
seems to go back to good cuneiform sources,58
receives indirect confirmation from Sennacherib's royal annals, where in the year
694 Ionian sailors arementioned.59 Sennacherib had captured and then enrolled
them forcibly in the Assyrian army, according to a traditional Assyrian custom. It
would be particularly interesting to know if the land battle can be taken seriously
or should be regarded simply
as a
duplication of the sea battle. After Sennacherib's
reign, we have no more information for clashes between Assyrians and Ionians.60
Discussions about the presence of Greek traders on the coast of the Levant
devote surprisingly little attention to these episodes, in spite of the fact that, in the
archaic Greek world, the line dividing trade from piracy was
clearly
a thin one, and
the same
people could easily fall on different sides of it on different occasions.61
In theHomeric world, when some persons of consequence arrived by sea in a new
place, after being treated to the rituals of guest-friendship they would be asked,
formulaically, "are you traveling for your own business, or are you pirates?"62 As
Thucydides observed (1.5.1-2), this question implies that being taken for a
pirate
was not considered offensive, and actually there is abundant evidence that raiding
and piracy
were
perfecdy compatible with the ethos ofHomeric warriors?indeed,
they
were seen asmanifestations of prowess.63 Interestingly, what was
really taken
as an offence was to be considered a
professional trader,64 which iswhy in the
Homeric formula the first alternative is phrased
so
tactfully, "are you traveling
for your own business?" rather than directly "are you traders?" Nevertheless, a
Classicists seem more inclined to think that Iamani was aGreek (see, e.g., Haider 1996: 81-82),
although occasionally
some
Assyriologists voice the same
opinion (see, e.g., Mayer 1996: 480-481).
However, recent research seems
increasingly inclined to consider Iamani the Assyrian form of a
Semitic personal
name: see Lanfranchi 2000:13, n. 20; Rollinger 2001:245-248; and Radner 2000.
57
On these events, see Berossus FgrHist 680 F 7,31 and Abydenus FgrHist 685 F 5,6. See further
Lanfranchi 2000: 24-29 and Rollinger
2001: 241-242.
58SeeDalleyl999.
59
See Frahm 1997:117 and Lanfranchi 2000:28, n. 92.
60
It is difficult to be sure what exactly lies behind Esarhaddon's claim to have received tribute from
thekingsof the landof the Ionians;seeRollinger2001:243.
61
See, for example, Mele 1979: 43-44 and Tandy
1997: 74.
62
Horn. Od. 3.72,9.253; H.
Ap.
453.
63
See Jackson 1995: 97-98; de Souza 1999: 17-19; and Crielaard 2002: 265, with further
references.
^Maynard
Maidman points
out to me similar attitudes to traders in the Old Testament: see
Hosea 12:8 and Greenberg 1997: 585.
34 PHOENIX
Homeric nobleman would on occasion man a ship with his hetaitoi and embark
on an overseas
expedition whose goals definitely included trade.65 As early as
the ninth century, this social configuration is epitomized by an extremely rich
burial from the Iron Age necropolis at Lefkandi, in Euboea, where the ashes of
the deceased were laid in a bronze cauldron and accompanied by weapons, by
a number of precious objects of Near Eastern provenance, among which were a
North Syrian cylinder seal, and by a set of stone
weights.66 But no
example
can
illustrate this point better than the people of the Ionian city of Phocaea, famous
traders whose story is told by Herodotus (1.163-7). When the Persian general
Harpagus laid siege to their city, around 540, they decided to relocate en masse
rather than surrender. They first tried to buy
some small islands off the Turkish
coast from the people of Chios, but the Chians were afraid that aPhocaean port
there would cut them off from trade, and so refused to sell the islands. Thereupon
the Phoceans sailed west to Corsica, close to one of the trade routes that linked
Etruria and Carthage, and started engaging in piracy to an extent sufficient to
trigger
a massive reaction by Carthaginians and Etruscans, who attacked the
Phocaeans with their war fleets and put an end to their industry.
If the last part of the story recalls the dealings of the Assyrian kings with the
Ionians, the first portion seems to belong
to a different chapter of Greek history,
one devoted to Ionian trade in the archaic age. However, the two belong together,
and the Phocaeans are not an isolated case: those Greeks who were most famous
as traders in the archaic age regularly enjoyed
amore dubious reputation too, as
pirates. Prominent members of this class are the Samians and the Aeginetans
and, incidentally, at least the latterwere probably slave traders.67 In general, slave
trade must have been an obvious component of the activities of these kinds of
raiders-traders.
It is time to draw a
preliminary conclusion. Greek traders based on the coast
of North Syria and Greek pirates attacking Cilicia and Phoenicia were at the very
least closely related and, inmany cases, probably the same
people.68 They
came
mostly from Euboea and the Cyclades, less often from Asia Minor. The Assyrians
called them "Ionians,* which is the only feasible common name for Greeks from
those areas.69That they were not called some transliterated form of "Hellenes," as
65
See the classical formulation in
Humphreys
1978:165-167.
66Popham and Lemos 1995.
67
See
Shipley
1987: 41-46 and Figueira
1981: 202-214, respectively.
68
Rollinger 2001: 256. The pre-modern world offers interesting historical parallels for this mix
of trade and piracy, for a
particularly obvious case, the
Vikings, see, for example, Boyer
1992: esp.
137. In general terms, it seems that the
study
of the Greeks in theMediterranean context of the Iron
Age
would profit from extended comparison with the history
of the Vikings, especially
in the ninth
and tenth centuries a.D. I am very grateful
to Robin Fleming for suggestions and clarifications on this
topic.
69
Rollinger (2001: 248-249) is certainly right
to caution that "Ionians" of the eighth century may
not have been the same as in the late archaic age; however, it seems perverse to assume a
priori that
they
were not, considering
that?as we have seen?the archaeological
evidence is compatible with
the notion that the Iamnaya of the Assyrian documents actually
came
mostly from areas that would
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 35
the Greeks as awhole later called themselves, is extremely interesting but perhaps
not surprising.
In all likelihood, thismilieu of Ionian trader-pirates active in the Levant during
the second half of the eighth century iswhere the roots of the phenomenon of
Greek mercenaries lie. The presence of Greek mercenaries in the eastern
Mediterranean is reasonably well documented from the second quarter of the
seventh century onwards. According to Herodotus, Pharaoh Psammetichus i
owed his throne to Ionians and Carians, who used to raid the Delta as
pirates.
Psammetichus hired them asmercenaries and was
thereby able to defeat his rivals
(2.152). Herodotus' report offers a
telling example of how easily raiders could
turn into mercenaries. The presence of Ionian mercenaries in Egypt from the
time of Psammetichus is confirmed by
a statue dedicated by Pedon. Whatever
the gift of the city really means,70 Pedon had obviously served in Psammetichus'
army, probably
as a
high-ranking officer.
Scholars have sometimes wondered how a petty king reigning in the Egyptian
Delta should have gotten the idea of hiring mercenaries from Asia Minor, and
the conclusion has often been that the mercenaries were
supplied by his friend
King Gyges of Lydia, who, as we know from Assyrian documents, sent him
troops probably in the 640s.71 However, this view depends
too heavily
on the
Herodotean perspective, which is strongly influenced by Egyptian nationalism
and leaves the Assyrians completely
out of the picture. As amatter of fact, we
happen
to know that Psammetichus, like his father Necho, started his career
as a vassal of Assyria and owed his power to the support of Ashurbanipal
more than anything else.72 Haider's suggestion that Psammetichus might have
become familiar with Greek and Carian mercenaries serving under theAssyrians
is attractive, to say the least.73 It is true that we have no
straightforward evidence
for the presence of Greek and Carian mercenaries in theAssyrian imperial army,
but they may have served in the provincial armies, about whose composition
we know much less.74 As it happens,
a rather garbled piece of evidence could
qualify
as Ionian at a later stage. One is rather inclined to
speculate that the name "Ionians" included
all the Greeks from Asia Minor, as it often does inHerodotus.
70
See above, 23, n. 8.
71
Bettalli 1995: 58; see also Spalinger
1976:135 and Niemeier 2001:18 with further references.
72
See Spalinger
1976: 136 and Braun 1982: 36. Psammetichus may have remained loyal longer
than is sometimes thought:
see Smith 1991.
73
Especially since, according
to
Polyaenus (7.3), Carian mercenaries assisted Psammetichus from
the time when he was
fighting against the Ethiopian Pharaoh Tantamani, that is, from the very
beginning
of his reign, when, according
to the Assyrian sources, an
Assyrian army had defeated the
Ethiopian pharaoh and reinstated Psammetichus on the throne of his father Necho; see
Spalinger
1976:136; Haider 1996: 93-94; and Niemeier 2001:17.
74
Cf. the case of the Itu'ayans,
Aramaean troops, probably mercenaries, who seem to have served
almost exclusively
in the provincial armies; see Malbran-Labat 1982: 96-100 and Postgate
1980.
On the structure of the Assyrian
armed forces and the distinction between the imperial army and
provincial armies, see, for example, Fales 2001: 71-76. Note also that Parpola's reading of one
of the Nimrud letters would result in Ionians
serving
under Qurdi-Ashur-lamur; see
Saggs 2001:
36 PHOENIX
imply that AshurbanipaTs father Esarhaddon had recruited Greek mercenaries in
CiHcia,75 and Ionian mercenaries might have been mentioned in a
fragmentary text
dating to his reign.76 It seems that the direct connection between Psammetichus
and Gyges is not the only possible explanation for the appearance of Greek
mercenaries in Egypt.77 However, ifwe intend to pursue the history of Greek
mercenaries in the Near East before the second quarter of the seventh century,
we have to tread extremely carefully, since written sources are very scarce and
only archaeology
can
help
us further. But sometimes objects
can tell interesting
stories.
The first object
to be considered is aPhoenician silver bowl, now in the British
Museum (Plates 1-2).78 Objects like this have been found from the Levant
all the way to Latium and Etruria. This one was part of the extremely rich
assemblage from a chamber tomb near the Cypriot city of Amathus. Its style
indicates that itwas likely made by
a Phoenician craftsman based inCyprus. In
terms of chronology, it is an
early example of a group that runs
approximately
from 710 to 675.79 The iconographie repertoire of Phoenician metal bowls of
this period is either Egyptianizing
or
Assyrianizing,
or both. On our bowl,
for instance, we see two Assyrian royal figures plucking flowers from a
stylized
palmette, and immediately to the right an infant Harpocrates sitting on a lotus
blossom and facing
an
Egyptian goddess, presumably Isis. Most interesting for
us is the third band, which shows an army attacking the imposing walls of aNear
Eastern city. The only parallels for a narrative composition of this sort come
from Assyrian royal art, from the reliefs and frescoes of the palaces
as well as
metalwork, all dating from themid-ninth to themid-seventh century.80 Elements
of the iconography recall Assyrian royal sculpture, too, such as the two men on
the left cutting down an orchard that we are to understand as
belonging to the
155-158 and cf. Parp?la 1970: 187, and note that the ethnic name "shi-ia-na-a-a" read
by Saggs
is
not otherwise attested. On the problem of Greek mercenaries in
Assyrian service, see the excellent
discussion of
Rollinger 2001: 251-253 and 256.
75
Abidenus
FgrHist 685 F 5, from the Armenian version of Eusebius' Chronicle but probably going
back to Berosos; see Haider 1996: 91-92.
76
Starr 1990: text 145 line 8, dated around 671
(page lxiii); the document
belongs
to a group of
queries addressed to the
sun-god Shamash
regarding the
loyalty of various
military contingents of the
Assyrian army, some of them
composed of
foreign troops. The term kitru indicates military help,
implying various levels of contact; see Liverani 1982: 59-60 and 1995: 61-62. I thank Stephanie
Dalley for advice on this point.
77
See Braun 1982: 36-37 and Haider 1996: 92-93.
78Myres 1933; Markoe 1985: 172-174 and plates
at pp. 248-249. Two very accurate
drawings
have been published,
one
by M. Waterhouse, inMyres 1933: pi. I, Boardman 1999b: 50 and Neri
2000: 26, the other by Anne Searight,
inBarnett 1977:165 and Niemeier 2001: 21.
79Markoe 1985:151.
80
See Childs 1978: 55-56. Not much has been preserved of Assyrian metalwork; the striking
frieze decoration of a silver beaker currendy in theMiho Museum
(Shigaraki, Japan) reproduced in
Fales 2001: pi. 14, does recall the Amathus bowl, but cf.Muscarella 2000
arguing forcefully that the
beaker is amodern forgery inspired, inter alia, by Phoenician metalwork.
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 37
city under siege,
amotif often found in the pictorial narratives of the campaigns
of the Assyrian kings.81 The two warriors who attack the city from the left carry
pointed shields of a kind attested inCyprus.82 Quite surprisingly, ifwe look at the
group of warriors that approaches the city from the right, behind the man with
a pointed helmet of Assyrian or Syrian type on his head leaning a ladder against
thewall,83 we see four Greek hoplites in close formation, with the full equipment
of Greek heavy infantry: crested helmets (possibly with cheek-pieces),84 spears,
round shields with delicately incised blazons, and greaves.85 In fact, this is the
earliest depiction of a
hoplite phalanx.86 It is followed by four bowmen inAssyrian
garb, but wearing
a
headgear that has no clear parallels inAssyrian iconography,
finally, two horsemen, again Assyrian by their looks, followed by
a chariot drawn
by horses with Assyrian trappings and accompanied by
a
war-dog.87 The city
under siege is defended by bowmen and by
more Greek hoplites.
The implications of this scene are
extremely interesting. First of all, neither of
the two armies, the one that attacks the city or the one that defends it, can be
81
See Cole 1997, with evidence from the
Assyrian royal inscriptions and from Assyrian reliefs.
The most
striking parallel, his Fig. 2, comes from the bronze reliefs of the Balawat Gates, on which
see below, 38, n. 89.
82
See Snodgrass
1964: 56-57.
83
Compare the Syro-Assyrian
helmet from
Cyprus
inDezs? 2001: 58 and pi. 47 (second half of
the
eighth century)
and the pointed helmets of the warriors depicted
on a
group of Urartian helmets,
whose decoration shows strong Assyrian influence: Desz? 2001: 87-89 and pi. 95.
84
As described by Barnett (1977: 166), but it is difficult to be sure that what he interprets
as
cheek-pieces
are not in fact Greek-style beards.
85
The greaves
are visible with some
difficulty
in the
enlarged photograph
in
Myres
1933: pi. 2. A
digital image taken by Susanne Ebbinghaus (Plate 2) shows them very clearly. Note that the shields
may seem too small, but the engraver has probably tried to convey the appearance of hoplite shields
by hiding
the bodies of the warriors, from chin to hip, behind the shields. Compare the bowls from
the
Regolini
Galassi tomb at Cerveteri (Markoe 1985:194-196), where shields of the same size cover
only half of the torsos of the Egyptian-looking warriors who carry them.
86
Notice the interlocking legs of the warriors, visually conveying the closed order of the phalanx,
a detail that does not occur, to the best of my knowledge, in other depictions of rows of warriors in
Phoenician metalwork or inAssyrian
art.
87
Niemeier (2001: 21) writes of horsemen and archers with dress and helmets of Assyrian type,
with no further references; cf. Myres 1933: 35: "the archers have
long, Assyrian overcoats, and the
horses have fly-whisks
on their bridles in the
Assyrian
fashion." The best parallel I could find for
the coat worn
by the archers is the warrior represented
on the Neo-Hittite hon hunt relief from
Sak?a G?z? (close to Sam'al-Zincirli, but probably part of the kingdom of Gurgum
or Kummuh; see
Hawkins 1995b: 95), dated around 775-750; see Orthmann 1975: pi. 360. However, the archers
depicted
on the Balawat Gates also wear similar coats (scale armors?), King
1915: pi. XXI, LXXIII.
Barnett (1977:166) comments that the type of headdress worn
by
the archers, the second horseman,
and the two
royal figures in the lower
register is the same as that worn
by
the god Melkarth in the
stele of Bar-Hadad (Hazaefs son) from Aleppo (see Pritchard 1969: pi. 499), but the resemblance is
not very precise. It isworth pointing
out that the
g?nies depicted
in the inner
register of the bowl
are dressed exacdy
in the same way as the archers. One wonders if their appearance should not be
interpreted
as a sort of pastiche, inwhich case one
might point to
parallels for the puzzling headdress
in
figures
such as the g?nies depicted in the Khorsabad reliefs; see Albenda 1986: pi. 38 and 114.
38 PHOENIX
characterized asGreek. At the very least, the craftsman who made this bowl was
familiar with the idea that Greek hoplites could be found fighting inNear Eastern
armies, perhaps
even on both sides of the same battle.88 Of course, itwould be
particularly interesting to know who the other warriors arewhom we see on this
most remarkable vessel. As for the attacking army, the most convincing parallels
point to North Syria and Assyria,89 and they are not so close as to allow us to
saywith certainty whether this is the Assyrian army or for instance the army of
some other place in the Levant. Be that as itmay, our bowl strongly suggests
that Greek hoplites
were
fighting in the Levant in the late eighth century, and
not only
as
privateers.90 After all, the clear and direct influence of some types of
Near Eastern, especially Assyrian, helmets on Greek helmets of the second half
of the eighth centuries, best exemplified by the famous Late Geometric helmet
from Argos with crescent-shaped crest (Plate 3)91 and itsAssyrian models (Plate
4),92 is also most satisfactorily explained by the assumption that Greek warriors
had been present in the North Syrian
area during the last decades of the eighth
century/*3
Two last pieces of evidence should allow us to reach a
slighdy earlier date, and
suggest a somewhat unexpected
turn to the history of the Ionians in the Near
East. The first one is a
striking object with avery long history (Plate 5).94 It came
to light in the excavations of the sanctuary of the goddess Hera on the island
of Samos, but it obviously originated elsewhere. It is a horse frondet, made of
88
As
they
in all likelihood did at the battle of Karkamish in 605: see above, 25, n. 17. In
general,
it is not unusual to find mercenaries of the same ethnic origin fighting
in two
opposing armies; see,
for example, Baumann 1994: 187-206; cf. the Viking mercenaries hired inmediaeval Britain to
fight
Viking riders, on which see
Keynes 1997.
89Markoe 1985: 173. The only reasonably close parallels that I could find occur on the reliefs
of the Balawat gates in the British Museum, which are
significandy older, dating
to the mid-ninth
century, however, these are the only preserved Assyrian bronze reliefs with narrative scenes. See King
1915.
90
Greek warriors have been recognized
also on a Phoenician silver bowl from the Bernardini tomb
of Palestrina (dated to the second quarter of the seventh century) by Neri (2000: 23-26); cf. however
Markoe 1985:132, who thinks the bowl was
actually made inEtruria under Phoenician influence.
91
Courbin 1957: 356-367 and Plate IV. The helmet was part of a
panoply including
the earliest
example of bronze bell corselet, the
typical
defensive outfit of the hoplites. Based on the associated
pottery, Courbin dates the grave to the last quarter of the
eighth century.
92
The drawing depicts
a detail of the frescoes of the Assyrian provincial palace of Til Barsip, from
the time of Tiglath-pileser in, east of the Euphrates and south of Karkamish; see
Thureau-Dangin
and Dunand 1936: 50 for the intriguing suggestion that the soldier depicted
is actually
an Anatolian
(which in their terms means North Syrian) rather than an
Assyrian. Cf. the helmet of the Assyrian
soldier in Barnett and Falkner 1962: PL LXXIII, from the palace of
Tiglath-pileser
in.
93
See especially Dezs? 1998: 37-40, who emphasizes the influence of the
Assyrian army remodeled
by Tiglath-pileser
in on the development of Greek weaponry. On the Assyrian origin of the so-called
Kegelhelm,
see
already Snodgrass
1964: 14-16.
94
First published by Kyrieleis
and R?llig (1988); best known for being reproduced in and on the
cover of Burkert 1992.
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 39
bronze, of a kind that is documented in the North Syrian
area: a similar one
comes from the royal palace of Tell Tayinat, and another one can be seen in a rare
example of sculpture in the round from Zincirli, ancient Sam'al, probably from
the late ninth century.95 Such frontlets adorned the heads of the horses harnessed
towar chariots, for which the North Syrians
were famous.96 Stylistically, North
Syria is the area from which our object came,97 and this time we can tell for
sure that this was the case; however, we can also tell that our
object did not
travel directly from North Syria to Samos. Along the left side, the frontlet bears
a very carefully incised inscription. It is inAramaic, and it says "That which
Hadad gave our lord Hazael from TJnqi in the year that our lord crossed the
river."98 In other words, this object
was part of the booty taken by King Hazael
from the land of TJnqi
or Pattina, aNorth Syrian kingdom located in theAmuq
plain, whose main center, Kunulua, is identified with Tell Tayinat.99 Hazael
became king of Damascus in 842. Our object must have arrived at his capital city
some years later.100 But this still does not explain how it came to Samos. An
object with a
royal inscription describing it as
booty, obviously part of the royal
treasury, does not circulate easily. Yet our
object is not an isolated case. Ivories
with inscriptions that mark them as parts of Hazael's treasury have been found
in the Assyrian cities of Kalhu (modern Nimrud) and Hadattu (modern Arslan
Tash).101 Considering that Damascus was
conquered and plundered by King
Tiglath-pileser
m in 732,102 itmaybe that the best explanation for themigrations
of our
objects is that they
were taken from Damascus as part of the booty on that
occasion.
Regrettably, the Samos frontlet comes from a non-stratified context, which
means thatwe cannot tell exactly when it arrived in the sanctuary. For allwe know,
itmay have been in circulation for almost a century after 732. But as it happens,
a further piece of the same origin allows us to tell that this was
probably not the
case (Plate 6). It is a blinker, compatible in style and sizewith the Samos frontlet,
which was excavated from the sanctuary of Apollo at Eretria, in Euboea, at the
beginning of the last century.103 The state of preservation of the Eretria blinker is
not nearly as
good
as that of the Samian frontlet, but the two belong together, and
may even have been part of the same apparel. A radiograph made a few years ago
95
Reproduced inWinter 1988: pi. 125.
96
See Dalley 1985: 38-39.
97See thedetaileddiscussionbyKyrieleis inKyrieleisandR?llig 1988:50-54.
98
For the text of the inscription
see
Eph'al and Naveh 1989:193-196.
"See Hawkins 1995b: 95. On the kingdom of'Unqi
or Pattina, seeHarrison 2001.
100
In the first years of his reign, Hazael was
busy defending Damascus from two
Assyrian onslaughts
led by Shalmaneser in; see Hawkins 1982: 393-394; Dion 1995: 1285 and 1997: 191-204. On the
historical
background
of the inscriptions,
see Harrison 2001:121.
101Eph'al
and Naveh 1989:197.
102
Hawkins 1982:413-414.
103Charbonnet 1986:123-124.
40 PHOENIX
showed that the blinker carries almost the same
inscription that can be readmuch
more easily on the frontlet.104 It also came to Damascus as booty from 'Unqi
in the third quarter of the ninth century, and in all likelihood it left Damascus
on the same occasion as the Samian frontlet, in 732. The blinker from Eretria,
excavated in the first years of the,twentieth century, lacks a
stratigraphie context,
but luckily
a second, almost identical, blinker has been found in excavations at
Eretria in the 1980s, and this time with a proper stratigraphy, offering
a tetminus
ante quern for its arrival in the late eighth century.105 In all likelihood, then, the
inscribed blinker came to the sanctuary ofApollo just
a few years after the sack of
Damascus.
In theory, it is just possible that two Greek traders, one from Samos, one from
Eretria, had bought these two objects from some
Assyrian soldiers for an amphora
of wine, but this is not a very likely scenario. Horse trappings
were dedicated to
gods who had something to do with horses and their taming, such asAthena and
Poseidon, but Apollo and Hera do not quite fit the bill. On the other hand, the
military nature of our
objects could put them into a category of offerings that are
common in sanctuaries of allGreek gods, that is,weapons and pieces of armour,
looted from the enemy and dedicated as a thank offering for the victory. On the
whole, the best way to make sense of our
objects' presence in the sanctuaries of
Apollo at Eretria and of Hera at Samos is to assume that they were intended as
dedications of weapons looted from the enemy. In this scenario, the people who
dedicated them must have fought in the army of Tiglath-pileser and taken part in
the conquest of Damascus.106
The blinkers from Eretria and the frontlet from Samos are part of a slightly
larger group of objects, which includes four more blinkers and one frontlet
from Samos and two frontlets and one blinker from the sanctuary of Athena at
Miletos.107 They all belong together in terms of chronology and style, and it
seems reasonable to assume that the two inscribed examples point
to the historical
context inwhich all these objects made their way to the Greek sanctuaries where
they were found. The idea that these North Syrian horse trappings reached the
Aegean during the second half of the eighth century rather than in the ninth,
when they were made, is reinforced by the occurrence in the Samian Heraion
of late eighth-century Assyrian horse trappings, which also seem most easily
explained
as dedications of Greeks who had fought in the Near East in this
104The inscription
was first found
by
Charbonnet (1986: 140-144); independendy
of each other,
Bron and Lemaire (1989) and Eph'al and Naveh (1989) recognized
that Charbonnet's reading
was to
be corrected and that in fact the blinker bore the same
inscription
as the Samos frondet.
105
The context inwhich the blinker was found is described very accurately by Charbonnet (1986:
119-122).
106The possibility has been suggested by Burkert (1992: 163, n. 14), Buchholz (1994: 44-45), and
Childs (2001:124, n. 50).
107
See Ebbinghaus 2005: 210-212. The objects
are
published inHeld 2000:131-134 and Jantzen
1972: 58-62. The frondet from Miletus carries a
scarcely legible Luwian hieroglyphic inscription, in
which 'Unqi is apparendy mentioned (David Hawkins, personal communication).
PROTO-HISTORYOFGREEKMERCENARYSOLDIERS 41
period.108 A similar explanation could easily apply
to a group of mace-heads of
North Syrian
or Assyrian provenance, also dedicated in the Heraion; in their
case, there can be no reasonable doubt that they
were dedicated asweapons since
traders are even less likely to have been their dedicators than in the case of the
horse trappings.109
The presence of Greek mercenary units in the Assyrian armies in the second
half of the eighth century would be moderately surprising. Typically, theAssyrians
would deport toAssyria and incorporate into their armies thousands of soldiers
from the armies they had defeated. By the time of Sargon 11,units from the
conquered lands served as such, designated with their own ethnic name. We
know that units of war chariots from Samaria were serving in the army of
Sargon,110 and that people from the Aramaean tribes on the eastern bank of
the Tigris also formed part of the royal army from the time of Tiglath-pileser
in.111 Their position cannot have been significandy different from that of the
Greek mercenaries in the armies of the pharaons of theXXVI dynasty. In theory,
the Greek warriors who dedicated these horse trappings might have entered the
Assyrian army direcdy,
as mercenaries, or have been made part of it after being
captured inwar. The second alternative isperhaps less likely, however, since these
people
were
apparendy free to travel back home, which would probably not have
been possible if they had been deported.112 Needless to say, our two putative
Greek mercenaries came from the same areas of Greece as the traders of Al Mina,
and they were Ionians, just like the pirates that Sargon caught like fishes. In case
the point needs further demonstration, Herodotus* views on the firstmercenaries
serving for the Pharaoh Psammetichus show that a transformation from pirates
into mercenaries was
perfecdy feasible.113
If the arguments presented in this paper are
accepted, the history of Greek
mercenaries begins considerably earlier than is usually thought. Its roots would
lie in the activities of pirates-traders from Euboea, the Cycladic islands, and
Asia Minor, who seem to have started their business in the Levant in the third
108
As an
interesting parallel,
note the large number of ivory horse trappings of Phoenician, North
Syrian,
and Cypriot origin found inNimrud and generally thought
to have arrived there in the form
of tribute or
booty from the campaigns of the Assyrian kings;
seeWicke 1999.
109On the Assyrian horse trappings and mace-heads from Samos, see
Ebbinghaus
2005: 211-213.
110Dalley
1985: 34-41.
111
See Malbran-Labat 1982: 89-101 and Fales 2001: 73-78. For Median mercenaries at the
Assyrian
court around 673, see
Parp?la andWatanabe 1988: text 6 (from Liverani 1995).
li2But then, are we sure that people such as the
cavalry
and chariot officers from the
"cavalry
tablets" would not have been free to leave the Assyrian army? The definition "deportees" may not
capture their status in an
adequate fashion: see Fales 2001: 73-78.
113
The nexus of trade, piracy, and mercenary service
suggested
in this article has been?with differ
ences in the individual social and ideological configurations?a long-term
constant ofMediterranean
history,
see Horden and Purcell 2000: 386^-388. One of the journal's referees suggests that the
availability of Greeks for mercenary service abroad may be connected with the steep increase in the
population of mainland Greece during
the
eighth century,
on which see now Scheidel 2003.
42 PHOENIX
quarter of the eighth century. They were the ancestors of the Greek mercenaries
who fought for almost every single Near Eastern kingdom from the mid-seventh
century to the age of Alexander the Great.
Department of the Classics
Harvard University
Cambridge, MA 02138
USA luraghi@fas.harvard.edu
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PROTO-HISTORY OF GREEK MERCENARY SOLDIERS
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Plate 3. Geometrie helmet from
Argos.
Ecole Fran?aise d'Ath?nes, neg. 26353 (E. Serafis).
PHOENIX
3
Plate 4.
Fragmentary
fresco from Til
Barsip (after Thureau-Dangin
and Dunand 1936).
PROTO-HISTORY OF GREEK MERCENARY SOLDIERS
3
Plate 5. Horse frontlet from Samos.
Deutsches Arch?ologisches Institut, Abteilung Athen, neg. DAI1990/574
PHOENIX
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