Variation and creativity with radically afeatureal Roots Jeffrey Keith Parrott WORKSHOP At the Roots November 20, 2017, Masaryk University, Brno Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1. Minimalist Distributed Morphology ➢ The Minimalist Program (MP) (Chomsky 1995; 2000; 2001; 2008; 2013) ❖ A biolinguistic perspective: the human specific and universal trait of acquiring, understanding, and using language is a biological system internal to the mind/brain of individuals (Ilanguage) (Chomsky 1986; Hauser et al. 2002; Chomsky 2005; Berwick & Chomsky 2016). ❖ Strong Minimalist Thesis (SMT): the narrow faculty of language is a computationally “perfect” mapping between the interfaces with language external motor/perceptual (PF) and cognitive/intensional (LF) systems. ❖ The syntactic operation Merge builds recursive hierarchical structures by combining two syntactic objects, either formatives or an object already constructed by Merge, to form a labelled set. The label is selected by a minimal search algorithm. ❖ Syntactic structures are spelled out to the interfaces for LF interpretation and PF externalization. SMT is evidently false for PF, so narrow syntax builds LF. Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 0. Review from the last times • We have dispensed with the traditional notion of roots in morphology, reserving the term for a certain theoretical concept in syntax. • Basic question: what is a syntactic Root? In other words, what is a lexical morpheme? • What is the locus of form and idiosyncratic—i.e. noncompositional, non-grammatical, truth conditional— meaning? autor prezentace, datum prezentace, univerzitní oddělení, fakulta, adresa 0. Pavel‘s view: Turtles all the way down autor prezentace, datum prezentace, univerzitní oddělení, fakulta, adresa 1. Minimalist Distributed Morphology ➢ Distributed Morphology (DM) (Halle & Marantz 1993; Embick & Noyer 2007; Harley 2014; Nevins 2015) ❖ “Word” formation is syntactic, i.e., morphology is syntax. ❖ There is no lexicon. ❖ There is no lexicon in the sense of a pre-syntactic structure building component. ❖ There is no lexicon in the sense of a single pre-syntactic location for storage of phonological, semantic, categorical, or grammatical features. ❖ There is no lexicon! ❖ Phonological exponence for terminals is determined postsyntactically, i.e. late insertion. Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.1 A strict ‘Y’ model (1) MP-DM ‘Y’ model, with lists Formative list (Roots, feature bundles) Syntax (Merge, Agree)  ! Spellout  # 3  Morphology LF PF (Impoverishment, i.a.) Encyclopedia list Vocabulary list (interpretation of roots) (terminal exponence) Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.2 List 1: The Formatives (2) a. Roots: no categorial, phonological, semantic, or grammatical features (no lexicon) E.g.: ...√713, √085, √074 … b. Feature bundles: grammatical and categorial features, supplied by Universal Grammar and ‘bundled’ into terminal heads during acquisition E.g.: ... v, n, Num[-singular], T[+past], D[+definite] … ➢ Note the “bundling question”: does syntax operate on feature bundles, as standardly assumed (e.g., Chomsky 2013, Parrott 2016), or single features, as in e.g., nanosyntax (e.g., Starke 2009; Caha 2009; Blix 2016)? Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.3 Narrow syntax: Structure building (3) a. Merge: A single operation Merges two objects, Formatives (‘heads’) or phrases (objects already Merged), into a labeled phrase; the label is determined by a ‘minimal search’ algorithm. E.g.: ...√713, D[+definite], n … Merge n, √713 = [n n [√713]] Merge D[+definite], [n n [√713]] = [DP D [+definite] [n n [√713]]]) ‘the tea’ b. Agree: feature matching and valuation under hierarchical dominance (c-command) E.g.: [TP T[+past, uφ] … [DP D [+definite, φ] [n n [√713]]]] ➢ Note the “agreement question”: is agreement an operation of narrow syntax, as standardly assumed (e.g., Chomsky 2000; Pesetsky & Torrego 2007; Zeijlstra 2012), or is it post-syntactic, as some have suggested (Bobaljik 2008; Parrott 2009)? Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.4 Spellout to PF: Morphology (4) a. Linearization: This is the only post-syntactic operation that is indispensable for externalization, since syntax is non-linear but PF must be. There is reason to think that linearization is simultaneous to or interleaved with Vocabulary Insertion (e.g., Embick & Noyer 2001; Embick 2007). b. Impoverishment: This post-syntactic operation deletes features from fully specified terminals; Impoverishment is driven by languagespecific morphotactic markedness and constrained by morphosyntactic locality (e.g., Halle 1997; Noyer 1998; Nevins 2011). E.g., Categorical [±sg] Impoverishment rule for English T [±past φ] [±sg]  [Ø] / [+part –auth __ ] ➢ Morphological operations may apply after syntax in order to prepare hierarchical structures for externalization. The nature and number of post-syntactic operations and their order of application is under investigation (e.g., Kandybowicz 2007; Arregi & Nevins 2012; Parrott 2015). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.5 List 2: The Vocabulary (5) a. Vocabulary Items: The Vocabulary are a list of phonological exponents and instructions for their insertion into terminals. Vocabulary consist of substantive features identifying a terminal (left of the arrow) and phonological features (right of the arrow). E.g., Vocabulary for English T [BE +past φ] [+sg]  /wʌz/ elsewhere  /wəɹ/ b. The Subset Principle for Vocabulary Insertion (Halle 1997): “The Subset Clause: A phonological exponent realizes a morpheme in the terminal string if the item matches all or a subset of the grammatical features specified in the terminal morpheme. Insertion does not take place if the Vocabulary item contains features not present in the morpheme. The Maximal Subset Clause: Where several Vocabulary items meet the conditions for insertion, the item matching the greatest number of features specified in the terminal morpheme must be chosen.” Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.6 Why late insertion? Allomorphy! ➢ Exponence depends on syntactic context, therefore phonological features are not present before syntax. (6) a. kid – kids b. child – children – *childs [-sg]  /ən/ / [[{…√074, √565 …} n ] __ ] ... elsewhere  /z/ c. see – saw d. buy – bought e. talk – talked T[+past]  /Ø/ / [[{…√943, √397 …} v ] __ ] ‘strong’ T[+past]  /t/ / [[{…√820, √047 …} v ] __ ] ‘weak’ elsewhere  /əd/ Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 1.6 Why late insertion? Allomorphy! ➢ Handling allomorphy in a pre-syntactic lexicon is of course possible but not parsimonious because it unnecessarily recapitulates syntax. ➢ No lexicon! Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 2. Roots ➢ Marantz 1996, 1997; Harley 2014 (cf. responses in the same volume) ❖ Roots are ‘blank’ pieces of structure. ❖ Roots have no features, only a numerical index corresponding to Vocabulary and Encyclopedia entries (...√713, √085, √074 …). ❖ No category ❖ No phonology ❖ No semantics ❖ No grammatical features ❖ Roots cannot be pronounced or interpreted without a syntactic structural context…like Schrödinger’s cat (Nevins 2015)! Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3. Roots ➢ Although this view may appear excessively radical, violating commonly felt lexicalist intuitions, there is plentiful evidence that the listed pronunciation or meaning of Root morphemes depends on their local morphosyntactic context. Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.1 Roots at PF ➢ Is there late insertion for Roots, i.e., does Root suppletion exist? Yes! (7) a. go – went – *goed [√231]  /wen/ / [ [ __ v ] T[+past] ] ➢ See Harley (2014) for results of a cross linguistic survey of Root suppletion. (8) a. steal – thief – *stealer [√348]  /steal/ / [ __ v ] [√348]  /thief/ / [ [ __ v ] n-er ] ➢ There is no blocking because there are no words and no lexicon (Embick 2007a; Embick & Marantz 2008). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.1 Roots at PF ➢ Notice that the default (least specified) exponent ‘steal’ reappears when the Root is spelled out in a different (morpho)syntactic context! ➢ English incorporation compounds (9) a. kill stealer – *kill thief b. thunder stealer – *thunder thief ➢ A baseball example (10) a. fly – flew – *flied b. pop fly – pop flied – *pop flew Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.1 Roots at PF ➢ Examples from Korean (Choi & Harley 2016: 19) (9’) Examples of honorific suppletion: a. ca- ‘sleep’ ~ cwumwusi- ‘sleep.HON’ b. mek- ‘eat’ ~ capswusi- ‘eat.HON’ c. iss- ‘exist’ ~ kyeysi- ‘exist.HON’ (10’) Examples of negative suppletion: a. al- ‘know’ ~ molu- ‘know.NEG’ b. iss- ‘exist’ ~ eps- ‘exist.NEG’ [https://en.wikipedia.org/wiki/Korean_honorifics] Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.2 List 3: The Encyclopedia, or Roots at LF ➢ In parallel at LF, the truth-conditional interpretation of Roots depends on their morphosyntactic context, as listed in the Encyclopedia. ➢ The Encyclopedia is a list of interpretations for roots in morphosyntactic structural context. In other words, there is allosemy of roots! (11) ‘throw’ (adapted from Harley 2014, Nevins 2016) [√795]  ‘a light blanket’ / [ __ n ]  ‘vomit’ / [ [ __ v ] pup ]  ‘launch by hand’ / [ __ v ] (12) a. schwindelig (Adj)  ‘dizzy’ b. der Schwindel (N)  ‘swindle’, ‘dizziness’ c. zu schwindeln (V)  ‘to swindle’ d. die Schwineligkeit (N)  ‘dizziness’, ‘*swindle’ Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.2 List 3: The Encyclopedia, or Roots at LF ➢ Look at these beautiful Czech examples! (11’) a. ten detektiv  ‘the investigator (male or female)’ b. ta detektivka  ‘the detective genre’  ‘female investigator’ (12’) a. vyprostit  ‘extricate’ b. vyprošt’ovák  ‘hangover cure, hair of the dog’, literally ‘extricator’ Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.2 List 3: The Encyclopedia, or Roots at LF ➢ Many Roots have no interpretation outside of a particular morphosyntactic context. These are known as ‘cranberry morphemes’ (because *cran) but Harley (2014) calls them ‘caboodle items’ because they need not be bound morphemes! ➢ Examples abound! Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.2 List 3: The Encyclopedia, or Roots at LF (13) reckless – *reck/*reckful = [√497]  ‘caution’ / [__ adj-less] (14) a. kit and caboodle (*caboodle) ‘every last thing’ = [√238]  ‘collection’ / [[√KIT][ Co0[__]]] b. chit chat (*chit) = [√559]  ‘trivial’ / [[__][√CHAT]] Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.2 List 3: The Encyclopedia, or Roots at LF ➢ At least since Marantz (1997), we have known that the domain for interpretation of Roots is syntactic and not limited to the ‘word’. This domain is a vP (i.e., a phase). Therefore phrasal idioms do not involve agentive subjects. (15) a. jump the shark ‘become bad (TV)’ b. take a shower ‘to shower’ c. the shit hit the fan ‘the bad thing happened’ d. that ship has sailed ‘the opportunity passed’ Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.2 List 3: The Encyclopedia, or Roots at LF ➢ In some compound or phrasal idioms, both Roots receive a special interpretation in each other’s context (16a-b); in others, only one Root does (16c-d). (16) a. kick (‘lose’) the bucket (‘life’) b. wall (‘shy’) flower (‘person’) c. take (‘climb’) the stairs (‘stairs’) d. bucket (‘life’) list (‘list’) Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 3.3 Radically afeatural Roots! ➢ Numerous similar examples can be adduced in English and cross-linguistically. ➢ For this reason, we are empirically forced to admit some mechanism (here, late insertion of listed Vocabulary and Encyclopedia entries) for context-dependent allomorphy and allosemy of Roots. ➢ Pre-syntactic lexical storage of PF, LF, and categorial features of Roots thus constitutes an additional, unforced mechanism, which by parsimony should be eliminated in favor of late insertion for all Roots (Marantz 1996). ➢ The remaining, quantitative question of why many (or most?) Roots do not seem to have special contextdependent pronunciations or interpretations can plausibly be attributed to more general principles of acquisition (e.g., Yang 2016). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 4. Variation and the Encyclopedia ➢ We must distinguish inter- (crosslinguistic) and intraindividual (sociolinguistic) variation. ➢ In previous work I have argued that the mechanisms of variation are at the PF interface (Parrott 2009b,a; Nevins & Parrott 2010). ➢ What about variation in the meaning of words and phrasal idioms? (17) a. disinterested ‘not invested’ or ‘not interested’ b. enormity ‘great evil’ or ‘enormousness’ c. beg the question ‘raise the question’ or ‘assume the conclusion’ (http://tinyurl.com/p73hz92) Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Alfred Pennyworth: Strange injuries, a non-existent social life, these things beg the question as to what exactly does Bruce Wayne do with his time and his money. Bruce Wayne: And what does someone like me do? Alfred Pennyworth: Drive sports cars, date movie stars, buy things that are not for sale... who knows, Master Wayne? You start pretending to have fun, you might even have a little by accident. Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 4. Variation and the Encyclopedia ➢ Accepting the radically afeatural Root hypothesis allows an appealing analysis of linguistic variation and creativity. ➢ For example, disinterested can mean ‘not invested’ if an individual has listed in her Encyclopedia a special interpretation for √INTEREST in the context of dis-; if not, the Root will have the default interpretation, yielding ‘not interested’. ➢ For beg the question, both √BEG and √QUESTION can have a special contextual interpretation listed in their respective Encyclopedia entries (‘assume the conclusion’, like kick the bucket), or √BEG can have a special interpretation while √QUESTION gets the default (‘raise the question’, like take the stairs). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 5. Linguistic creativity and humor ➢ Speakers can freely merge roots with novel syntactic structure and (re)populate their Encyclopedia. Consider comedy! (18) a. “I catharted so hard!” b. “Let’s turn this debacle into a straight up bacle!” c. “You cannot be seen stopping by for any chits and/or chats!” (a-c from Brooklyn Nine-Nine) d. “voring” (backformed from ‘carnivore’) ➢ The humor comes from the fact that the new morphosyntactic context for a root is not already listed (i.e., it is unexpected and therefore funny). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 5. More (!!) examples (19) a. “He’s a criminal attorney.” (Breaking Bad) b. “Gangsterka” (Czech film title) c. ara fris (*fris) ‘not at all’ (Georgian) d. consult the big ‘drink raki’ (Turkish) e. niet mals ‘harsh’ (mals ‘tender’, Dutch) f. ridiculize - ridicule g. walker - pedestrian Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 6. Conclusion ➢ Thus, word meaning and in fact linguistic creativity generally is possible because of hierarchal structure created by Merge (Berwick & Chomsky 2016). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 7. Selected References Arregi, Karlos & Nevins, Andrew 2012. Morphotactics: Basque Auxiliaries and the Structure of Spellout, Dordrecht: Springer. Berwick, Robert C. & Chomsky, Noam 2016. Why Only Us: Language and Evolution, Cambridge, MA: The MIT Press. Blix, Hagen 2016. South Caucasian Agreement: A Spanning Account, Vienna University. Bobaljik, Jonathan David 2008. 'Where's Phi? Agreement as a post-syntactic operation', In Phi Theory: Phi-features across Modules and Interfaces, eds. D. Harbour, D. Adger and S. Bejar, Oxford: Oxford University Press. Caha, Pavel 2009. The Nanosyntax of case, Ph.D. dissertation, University of Tromsø. Choi, Jaehoon & Harley, Heidi 2016. “Locality domains and morphological rules: Phases, heads, node-sprouting and suppletion in Korean honorification”, Ms. Ghent University and University of Arizona. Chomsky, Noam 1986. Knowledge of Language: Its Nature, Origin, and Use, Westport: Praeger Publishers. Chomsky, Noam 1995. The Minimalist Program, Cambridge, MA: MIT Press. Chomsky, Noam 2000. 'Minimalist inquiries: The Framework', In Step by Step: Essays on Minimalist Syntax in Honor of Howard Lasnik, eds. R. Martin, D. Michaels and J. Uriagereka, Cambridge, MA: MIT Press. Chomsky, Noam 2001. 'Derivation by phase', In Ken Hale: A Life in Language, ed. M. Kenstowicz, Cambridge: MIT Press. Chomsky, Noam 2005. 'Three factors in language design', Linguistic Inquiry, 36 (1): 1-22. Chomsky, Noam 2008. 'On phases', In Foundational Issues in Linguistic Theory: Essays in Honor of Jean-Roger Vergnaud, eds. R. Freidin, C.P. Otero and M.L. Zubizarreta, Cambridge, MA: MIT Press. Chomsky, Noam 2013. 'Problems of Projection', Lingua, 130 (2013): 33-49. Embick, David 2007a. 'Blocking effects and analytic/synthetic alternations', Natural Language and Linguistic Theory, 25 (1): 1-37. Embick, David 2007b. 'Linearization and Local Dislocation: Derivational mechanics and interactions ', Linguistic Analysis, 33 (3-4): 303-36. Embick, David & Marantz, Alec 2008. 'Architecture and Blocking', Linguistic Inquiry, 39 (1): 1-53. Embick, David & Noyer, Rolf 2001. 'Movement operations after syntax', Linguistic Inquiry, 32 (4): 555-95. Embick, David & Noyer, Rolf 2007. 'Distributed Morphology and the Syntax/Morphology Interface', In The Oxford Handbook of Linguistic Interfaces, eds. G. Ramchand and C. Reiss, Oxford: Oxford University Press. Halle, Morris 1997. 'Distributed Morphology: Impoverishment and Fission', MIT Working Papers in Linguistics. Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 7. Selected References Halle, Morris & Marantz, Alec 1993. 'Distributed morphology and the pieces of inflection', In The View from Building 20: Essays in Linguistics in Honor of Sylvain Bromberger, eds. K. Hale and S.J. Keyser, Cambridge, MA: MIT Press. Harley, Heidi 2014. 'On the identity of roots', Theoretical Linguistics, 40 (3/4): 225-76. Hauser, Marc D., Chomsky, Noam & Fitch, W. Tecumseh 2002. 'The faculty of language: What is it, who has it, and how did it evolve?', Science, 298 (5598): 1569-79. Kandybowicz, Jason 2007. 'Fusion and PF architecture', In University of Pennsylvania Working Papers in Linguistics, Volume 13.1: Proceedings of the 30th Annual Penn Linguistics Colloquium, eds. T. Scheffler, J. Tauberer, A. Eilam and L. Mayol, Philadelphia: University of Pennsylvania Working Papers in Linguistics. Marantz, Alec 1997. 'No escape from syntax: Don't try morphological analysis in the privacy of your own lexicon', In Proceedings of the 21st Penn Linguistics Colloquium, eds. A. Dimitriadis, L. Siegel, C. Surek-Clark and A. Williams, Philadelphia: University of Pennsylvania Working Papers in Linguistics. Nevins, Andrew 2011. 'Marked Targets versus Marked Triggers and Impoverishment of the Dual', Linguistic Inquiry, 42 (3): 413-44. Nevins, Andrew 2016. 'Lectures on Postsyntactic Morphology', University College London. Nevins, Andrew & Parrott, Jeffrey K. 2010. 'Variable rules meet Impoverishment theory: Patterns of agreement leveling in English varieties', Lingua, 120 (5): 1135-59. Noyer, Rolf 1998. 'Impoverishment theory and morphosyntactic markedness', In Morphology and its Relation to Phonology and Syntax, eds. S.G. Lapointe, D.K. Brentari and P.M. Farrell, Stanford: CSLI Publications. Parrott, Jeffrey K. 2009a. 'Danish vestigial case and the acquisition of Vocabulary in Distributed Morphology', Biolinguistics, 3 (2-3): 270-304. Parrott, Jeffrey K. 2009b. 'A Minimalist, Distributed Morphology Approach to Intra-Individual Variation: Expletives and Agreement in an Insular English Variety', Linguistic Analysis, 35 (1-4): 197-254. Parrott, Jeffrey Keith 2015. 'Gender Impoverishment in Czech, Slavic, and beyond', In Slavic Languages in the Perspective of Formal Grammar: Proceedings of FDSL 10.5, Brno 2014, eds. M. Ziková, P. Caha and M. Dočekal, Frankfurt am Main: Peter Lang. Pesetsky, David & Torrego, Esther 2007. 'The syntax of valuation and the interpretability of features', In Phrasal and Clausal Architecture: Syntactic Derivation and Interpretation, eds. S. Karimi, V. Samiian and W.K. Wilkins, Amsterdam and Philadelphia: John Benjamins. Starke, Michael 2009. 'Nanosyntax: a short primer to a new approach to language', Nordlyd, 36 (1): 1-6. Zeijlstra, Hedde 2012. 'There is only one way to agree', The Linguistic Review, 29 (3). Jeffrey Keith Parrott, “Variation and creativity with radically afeatural Roots”, jkparrott@gmail.com 4. Variation and the Encyclopedia ➢THANK YOU! Jeffrey Keith Parrott, “Roots and variation in Distributed Morphology”, jkparrott@gmail.com