AMERICAN SOCIOLOGICAL REVIEW DECEMBER, 1974 VOLUME 39, NO. 6 ART AS COLLECTIVE ACTION HOWARD S. BECKER Northwestern University in Sociological Review 1974, Vol. 39 (December): 767-776 Art works eon be conceived as the product of the cooperative activity of many people. Some of these people are customarily defined as artists, others as support personnel. The artist's dependence on support personnel constrains the range of artistie possibilities available to him. Cooperation is mediated by the use of artistic conventions, whose existence both makes the production of work easier and innovation more difficult. Artistic innovations oeeur when artists discover alternate means of assembling the resources necessary. This conception of an art world made up of personnel cooperating via conventions has implications for the sociological analysis of social organization. Adistinguished sociological tradition holds that art is social in character, this being a specific instance of the more general proposition that knowledge and cultural products are social in character or have a social base. A variety of language has been used to describe the relations between art works and their social context. Studies have ranged from those that attempted to correlate various' artistic styles and the cultural emphases of the societies they were found in to those that investigated the circumstances surrounding the production of particular works. Both social scientists and humanistic scholars have contributed to this literature. (A representative sample of work can be found in Albrecht, Barnett and Griff, 1970). Much sociological writing speaks of organizations or systems without reference to the people whose collective actions constitute the organization or system. Much of the literature on art as a social product does the same, demonstrating correlations or congruences without reference to the collective activities by which they came about, or speaking of social structures without reference to the actions of people doing things together which create those structures. My admittedly scattered reading of materiala on the arts, the available sociological literature, (especially Blumer, 1956, and Strauss et al., 1964) and personal experience and participation in several art worlds have led me to a conception of art as a form of collective action. In arriving at this conception, I have relied on earlier work by social scientists and humanists in the traditions I have just criticized. Neither the examples I use nor the specific points are novel; but 1 do not believe they have been used in connection with the conception of collective activity here proposed. None of the examples stands as evidence for the theory. Rather, they illustrate the kinds of materials a theory about this area of human life must take account of. Applying such a conception to the area of art generates some broader ideas about social organization in general, which 1 consider in conclusion. They are evidence that a theory of the kind proposed is necessary. COOPERATION AND COOPERATIVE UNKS Think, wiih respect to any work of art, of all the activities that must be carried on for that work to appear as it finally does. For a symphony orchestra to give a concert, for instance, instruments must have been invented, manufactured and maintained, a notation must have been devised and music composed using that notation, people must have learned to play the notated notes on the instruments, times and places for rehearsal must have been provided, ads for the concert must have been placed, publicity arranged and tickets sold, and an audience capable of listening to and in some way understanding and responding to the performance must have been recruited. A 767 768 AMERICAN SOCIOLOGICAL REVIEW similar list can be compiled for any of the performing arts. With minor variations (substitute materials for instruments and exhibition for performance), the list applies to the visual and (substituting language and print for materials and pubiicaticm for exhibition) literary arts. Generally speaking, the necessary activities typically include conceiving the idea for the work, making the necessary physical artifacts, creating a conventional language of expression, training artistic personnel and audiences to use the conventional language to create and experience, and providing the necessary mixture of those ingredients for a particular work or performance. Imagine, as an extreme case, one person who did all these things: made everything, invented everything, performed, created and experienced the result, all without the assistance or cooperation of anyone else. In fact, we can barely imagine such a thing, for all the arts we know about involve elaborate networks of cooperation. A division of the labor required takes place. Typically, many people participate in the work without which the performance or artifact could not be produced. A sociological analysis of any art therefore looks for that division of labor. How are the various tasks divided among the people who do them? Nothing in the technology of any art makes one division of tasks more "natural" than another. Consider the relations between the composition and perfonnance of music. In conventional symphonic and chamber music, the two activities occur separately; although many composers perform, and many performers compose, we recognize no necessary connection between the two and see them as two separate roles which may occasionally coincide in one person. In jazz, composition is not important, the standard tune merely furnishing a framework on which the performer builds the improvisation listeners consider important. In contemporary rock music, the performer ideally composes his own music; rock groups who play other people's music (Bennett, 1972) carry the derogatory title of "copy bands." Similarly, some art photographers always make their own prints; others seldom do. Poets writing in the Westem tradition do not think it necessary to incorporate their handwriting into the work, leaving it to printers to put the material in readable form, but Oriental calligraphers count the actual writing an integral part of the poetry. In no case does the character of the art impose a natural division of labor; the division always results from a consensual definition of the situation. Once that has been achieved, of course, participants in the world of art' regard it as natural and resist attempts to change it as unnatural, unwise or immoral. Participants in an art world regard some of the activities necessary to the production of that form of art as "artistic," requiring the special gift or sensibility of an artist. The remaining activities seem to them a matter of craft, business acumen or some other ability less rare, less characteristic of art, less necessary to the success of the work, and less worthy of respect. They define the people who perform these special activities as artists, and everyone else as (to borrow a military term) support personnel. Art worlds differ in how they allocate the honorific title of artist and in the mechanisms by which they choose who gets it and who doesn't. At one extreme, a guild or academy (Pevsner, 1940) may require long apprenticeship and prevent those it does not license from practicing. At the other, the choice may be left to the lay public that consumes the work, whoever they accept being ipso facto an artist. An activity's status as art or non-art may change, in either direction. Kealy (1974) notes that the recording engineer has, when new technical possibilities arose that artists could use expressively, been regarded as something of an artist. When the effects he can produce become commonplace, capable of being produced on demand by any competent worker, he loses that status. How little of the activity necessa'ry for the art can a person do and still claim the title of artist? The amount the composer contributes to the material contained in the final work has varied greatly. Virtuoso performers from the Renaissance through the nineteenth century embellished and improvised on the score the composer provided (Dart, 1967, and Reese, 1959), so it is not unprecedented for 'The concept of an art world has recently been used as a central idea in the analysis of key issues in aesthetics, (See Dickie, 1971, Danto, 1964, and Blizek, n.d.). I have used the term in a relatively unanalyzed way here, letting its meaning become dear in context, but intend a fuUei analysis in another paper. ART AS COLLECTIVE ACTION 769 contemporary composers to prepare scores whicb give only tbe sketdiiest directions to tbe performier (though the counter-tendency, for composers to restrict the interpretative instance, knew enough music to take part in performing the parlor son^ of Stephen Foster just as his Renaissance countetpart could participate in performing madrigk. In such freedom of the performer by ^ving increas- cases, cooperation occurssimply and readily, ingly detailed directions, has until recently been mote prominent). John Cage and Kariheinz Stockhausen (Womer, 1973) are regarded as composers in the world of contemporary music, though many of their scores leave much of the material to be played to the decision of the player. Artists need not handle the materials from which the art work is made to remain artists; architects seldom build what they design. The same practice raises questions, however, when sculptors construct a piece by sending a set of specifications to a machine shop; and many people balk at awarding the title of artist to authors of conceptual works consisting of specifications which are never actually embodied in an artifact. Marcel Duchamp outraged many people by insisting that he created a valid work of art when he signed a commercially produced snowshovel or signed a reproduction of the Mona Lisa on which he had drawn a mustache, thus classifying Leonardo as support personnel along with the snowshovel's designer and manufacturer. Outrageous as that idea may seem, something like it is standard in making collages, in which the entire work may be constructed of things made by other people. The point of these examples is that what is taken, in any world of art, to be the quintessential artistic act, the act whose performance marks one as an artist, is a matter of consensual definition. Whatever the artist, so defined, does not do himself must be done by someone else. The artist thus works in the center of a large network of cooperating people, all of whose work is essential to the final outcome. Wherever he depends on others, a cooperative link exists. The people with whom he cooperates may share in every particular his idea of how their work is to be done. This consensus is likely when everyone involved can perform any of the necessary activities, so that while a division of labor exists, no specialized functional groups develop. Th s situation might occur in simple communally ^ared art forms like the square dance or in segments of a society whose ordinary members are trained in artistic activities. A well-bred nineteenth centuiy American, for When specialized profession^ groups take over the performance of the activities necessary to an art work's production, however, their members tend to develop specialized aesthetic, financial and career interests which differ substantially from the artist's. Orchestra! musicians, for instance, are notoriously more concemed with how they sound in performance than with the success of a particular work; with good reason, for their own success depends in part on impressing those who hire them with their competence (Faulkner, 1973a, 1973b). They may sabotage a new work which can make them sound bad because of its difficulty, their career interests lying at cross-purposes to the composer's. Aesthetic confiicts between support personnel and the artist also occur. A sculptor friend of mine was invited to use the services of a group of master lithographic printers. Knowing little of the technique of lithography, he was glad to have these master craftsmen do the actual printing, this division of labor being customary and having generated a hi^y specialized craft of printing. He drew designs containing large areas of solid colors, thinking to simplify the printer's job. Instead, he made it more difficult. When the printer rolls ink onto the stone, a large area will require more than one rolling to be fully inked and may thus exhibit roller marks. The printers, who prided themselves on being the greatest in the worid, explained to my friend that while they could print his designs, the areas of solid color could cause difficulty with roller marks. He had not known about roller marks and talked of using them as part of his design. The printers said, no, he could not do that, because roller marks were an obvious sign (to other printers) of poor craftsmanship and no print exhibiting roller marks was allowed to leave their shop. His artistic curiosity fell victim to the printers' craft standards, a neat example of how specialized support groups develop their own standards and interests.^ My friend was at the mercy of the printers ^The arrangements between artists, plinters and pubbshers are described in Kase (1973). 770 AMERICAN SOCIOLOGICAL REVIEW because he did not know how to print lithographs himself. His experience exemplified tike choice that faces |he artist at every cooperative link. He can do things the way established groups of support personnel are prepared to dotfiem;he can tiy to make them do it his way: he can train others to do it his way; or he can do it himself. Any choice but the first requkes an additional inwstment of time and energy to do what could be done ie^ expenavely if done the standard way. Tlie artist's involvement with and dependence on cooperative links thus constrains the kind of art he can produce. Similar examples can be found in any fidd of art. e.e. cummings had trouble getting his first book of poetry published because printers were afraid to set his bizarre layouts (Norman, 1958). Producing a motion picture involves multiple difficulties of this kind: actors who will only be photographed in flattering ways, writers who don't want a word changed, cameramen who will not use unfamiliar processes. Artists often create works which existing facilities for production or exhibition cannot accommodate. Sculptors buUd constructions too large and heavy for existing museums. Composers write music which requires more performers than existing organizations can furnish. Playwd^ts write plays too long for their audience's taste. When they go beyond the capacities of existing institutions, their works are not exhibited or performed: that reminds us that most artists make scxilptures w^ch are not too big or heavy, compose music which uses a comfortable number of players, or write plays which run a reasonable length of time. By accommodating their conceptions to available resources, conventional artists accept the constraints arising from their dependence on the cooperation of members of the existing art world. Wherever the artist depends on others for some necessary component he must either accept the constraintiS they impose or expend the time and energy necessary to provide it some other way. To say that the artist must have the cooperation of others for the art v>^oTk to occur as it finally does does not mean that he cannot work without that cooperation. The art work, after all, need not occu?^ as it does, but can take many other forms, including those w^ich allow it to be done without others' help. 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