1 Peasants, Wars and Lots of Treaties. The Medieval Swiss Confederation II Dr. phil. Heinrich Speich MAS Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 2 2. To the origins of the Confederation: of abbeys, lords, peasants and urban elites. Dr. phil. Heinrich Speich MAS Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Exercise: “Federal Charters” from 1291 to 1513 3 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Content: 30.09.2022 1. Questions on 23.09. 5’ 1. Topography, political structures 2. Sources to medieval Swiss history 3. Archaeological records 4. Historiography 4 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Content: 30.09.2022 1. Questions on 23.09. 5’ 2. Short presentations of further battles 30’ 3. How it all began: the early middle ages 30’ 4. Abbeys, lords, peasants and towns 60’ 5. Break 6. Exercise: The Federal Charter of 1291 45’ 5 Presentations of further battles 1. Morgarten 1315 Bendová, Anastázie 2. Marignano 1515 Kotek, Matěj 3. Sdf Lukášová, Marie 4. Sdf Pavlíčková, Aneta 5. Sdf Šmídová, Vendula 6. Sdf Urahigashi, Kazane Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 6 Content 30.9. 1. Of abbeys, lords etc… The heritage of the early middle ages 15’ 2. Economy in the later middle ages 15’ 3. Towns and City-states 20’ 4. Rural communities 20’ 5. The emerging Swiss Confederation and its foundation-myths 20’ 6. Exercise: The Federal Charter of 1291 45’ Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 7 1. Lordship August Bachelin 1867: Settlement of stilt-houses in the neolithics. 8 Prehistory August Bachelin 1867: Settlement of stilt-houses in the neolithics. 9 Late Roman Empire 10 Burgundy (6th c.) The reign of Burgundy at the Council of Epao (517). 1) Burgundy, 2) Alamannia, 3) Raetia, 4) Ostrogoths, 5) Wisigoths, 6) Francs. Cities named: bishops present at Epao. Dates to save: 450: Burgunds in Sapaudia 500: King Gundobad wins against his brother helped by the Franks 535: Franks conquer Burgundy 568: Longobards in Italy 630: King Dagobert I. king of Franks 11 Alamannia (6./ 7. c.) Burgundy (6th c.) The empires at the death of Dagobert I. (634/635). 1: Neustro-Burgundian part 2: Austro-frankish part 3: Longobards in green: diocese of Constance in the circumscriptio of Dagobert I. Dates to save: 496: battle of Zülpich 506: battle of Strasbourg 730: Frank Campaign agains Allamania 746: blood court at Cannstatt 12 Alamannic settlement (5th-8th c.) Toponymics of settlements 7th/8th c. : green: Alemannic names, red: romanic names. 13 Dates to save: 755: Pippin, king of Franks 774: Longobards defeated by Franks 506: battle of Strasbourg 746: blood court at Cannstatt 911: refoundation of the duchy of Swabia Suabia in the early Carolingian era 14 Suabia in the later Carolingian era: The Golden Age of the Monasteries 15 Suabia in the later Carolingian era: St. Gall Wolfcoz-Psalterium (Psalterium Gallicanum cum Cantica). St. Gallen, Stiftsbibliothek, Cod. Sang. 20; Pergament · 362 pp. · 30.5 x 23.5 cm · St. Gallen , 820-830 Library cathalogue (mid 9th c.). St. Gallen, Stiftsbibliothek, Cod. Sang. 728, Pergament · 220 pp. · 25.5 x 16 cm · Mitte des 9. Jahrhunderts (Capitularia Ansegis, Lex Salica, Lex Ribuaria) Folchart-Psalter (Psalterium Gallicanum cum Cantica). St. Gallen, Stiftsbibliothek, Cod. Sang. 23, Pergament · 368 pp. · 38 x 29 cm · St. Gallen, 872-883 16 Suabia in the later Carolingian era: St. Gall 17 Suabia in the later Carolingian era: St. Gall Sources from posessions of the abbey of St. Gall in the 8th/9th. c. 18 Sapaudia/Burgundy: St. Maurice Burial church 380 Founded 515 Grew fast (6th) Royal abbey of the kings of Burgundy (6th) Spiritual impact (7th) Rich library Important treasure 19 Sapaudia (Jura): Moutier-Granval Founded 640 Grew fast 8th Wealthy Importance 9th Decadence 15th Disappeares 16th 20 Raetia Curiensis: Müstair Founded 800 Buildings 800 21 Devisions of the Carolingian Empire 843 / 870 / 879 22 The Ottonian Empire (10th c.) 23 Dioceses move to fortified towns 24 Dioceses move to fortified towns Augusta Raurica Lists of Bishops from 330 onwards Basel Transfered to Basel before 400 Grew fast 6-8th Wealthy town from 10th 25 Between Burgundy and Suabia: the 9th/10th. c. Dates to save: 455: expansion towards Burgundy 496: battle of Zülpich 506: battle of Strasbourg 746: blood court at Cannstatt 911: refoundation of the duchy 26 Between Burgundy and Suabia: the 11th/ 12th c. Lenzburg (950-1173) 27 Princely dynasties in the 12th c. dukes/counts Burgundy / Savoie Zähringen (†1218) Habsburg (1040-) Kyburg (†1264) Montfort 28 Noble dynasties in the 13th c. (counts) Habsburg-Laufenburg (1232-1408) Rapperswil (1192-1289) Frohburg (Thierstein) (1000-1519) Toggenburg (1209-1436) Sargans-Werdenberg (1245-1534) Savoie (1033-) Neu-Kiburg (1250-1414) Neuchâtel (FenisNidau/Aarberg) (1040-1395) Gruyères (Ogoz) (1073-1575) 29 Foundation of towns Towns founded before 1100 Founded 1100-1200 Founded 1200-1300 30 Long-distance trade routes (alpine-passes) ResiaResia Lukmanier Splügen Sempione Simplon St. Bernard 31 Long-distance trade routes (alpine-passes) Resia Lukmanier Splügen Sempione Simplon St. Bernard Gotthard 32 Synopsis on the Swiss high middle-ages (-1300) 1. No geostrategic importance of the region 2. agricultural subsistence 3. Power gap after the extinction of the dynasties of Zähringen 1218, Kyburg 1264, Rapperswil 1289 4. New route opened for long distance trade: Gotthard (13th c.) 5. Emerging towns in the Swiss Midlands 6. Genesis of Rural communities in the prealpine and alpine valleys 33 Content 1. Of abbeys, lords etc… The heritage of the early middle ages 15’ 2. Economy in the later middle ages 15’ 3. Towns and City-states 20’ 4. Rural communities 20’ 5. The emerging Swiss Confederation and its foundation-myths 20’ 6. Exercise: The Federal Charter of 1291 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 34 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 2. Economy 35 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Economy in the later middle ages : 36 Alpine forest-clearing Northern prealps Central alps Southern prealps 37 Alpine economy based on lifestock farming 1. High-medieval warm period (900-1260) 2. stable supply of cereals and salt to the mountain regions 3. demand for meat in the cities of the surrounding urbanised regions 4. new milk processing technologies (hard cheese) 5. Inclusion of all levels in the production process 6. one-sided, highly specialised export economy (cheese, living animals) Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 38 Alpine economy - development 1. Subsistcence-agriculture prevail in the alpine valleys until the 14th century 2. Clearing of alpine forests pushed by abbeys and their manorial organisations in the 13th century 3. Local takeover, organisation of clearing and posession 4. Conversion to capital-intensive cattle farming, financed by the cities 5. Emergence of a rural elite based on the surpluses of cattle farming 6. Buying-out of «rights» and collective «freedoms» 7. Political claims on lordship Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Economy Politics 39 Content 1. Of abbeys, lords etc… The heritage of the early middle ages 15’ 2. Economy in the later middle ages 15’ 3. Towns and City-states 20’ 4. Rural communities 20’ 5. The emerging Swiss Confederation and its foundation-myths 20’ 6. Exercise: The Federal Charter of 1291 45’ Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 40 3. Towns and city-states 41 Foundation of towns before 1300 Towns founded before 1100 Founded 1100-1200 Founded 1200-1300 Towns founded before 1100 Founded 1100-1200 Founded 1200-1300 City-rule Counts of Habsburg Habsburg collateral lines 1st half of the 14th c. Imperial cities 43 5. Factors for urban communities 1. Freedoms and privileges 2. Municipal law, legal autonomy 3. Jurisdictional autonomy 4. The direct superior is only the King (payment of taxes, revenue, law) 5. Coinage/fiscal law 44 From town to city-state… 1. Emerging towns in the Swiss midlands: 2. Imperial and Royal cities: Zürich, Berne, Solothurn, Laupen 3. Bishops towns: Basel, Constance, Lausanne, Geneva, Chur 4. Noble rule: Schaffhausen, Winterthur, Zofingen 5. Internal self-organisation and administration since the late 12th c. 6. Political (external) activities since the late 13th c. 45 From town to city-state… 1. Emerging towns in the Swiss midlands: 2. Imperial and Royal cities: Zürich, Berne, Solothurn, Laupen 3. Bishops towns: Basel, Constance, Lausanne, Geneva, Chur 4. Noble rule: Schaffhausen, Winterthur, Zofingen 5. Internal self-organisation and administration since the late 12th c. 6. Political (external) activities since the late 13th c. 46 …from city state to Confederate Canton 1. Lucerne: 1332 pact with Uri, Schwyz and Unterwalden 2. Zürich: 1351 pact with Uri, Schwyz, Unterwalden and Lucerne 3. Berne: 1353 pact with Uri, Schwyz Unterwalden 47 …from city-state to Confederate Canton StABE C1a F Eidg. (1353.03.06) •Zurich Bern• Lucerne• 3 confed. countries 48 …from city-state to Confederate Canton StABE C1a F Eidg. (1353.03.06) •Zurich (1351) Bern• Lucerne (1332) • 3 confed. countries Epistle for Zurich and Lucerne: no direct pact between the cities Berne, Zurich and Lucerne (bilateral character of the pact) 49 …from city-state to Confederate Canton Concluded alliances of Berne (1339-1364) in brackets: indirect alliances 50 …from city-state to Confederate Canton Concluded alliances of Berne (1364-1399) 51 4. Rural Communities 52 Content 1. Of abbeys, lords etc… The heritage of the early middle ages 15’ 2. Economy in the later middle ages 15’ 3. Towns and City-states 20’ 4. Rural communities 20’ 5. The emerging Swiss Confederation and its foundation-myths 20’ 6. Exercise: The Federal Charter of 1291 45’ Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 The Rural Communities Rural Communities Rural Communities: • Uri 1291 • Schwyz 1291 • Ob-/Nidwalden 1291 • (Zug) 1352 • Glarus 1352 • Appenzell 1513 The Rural Communities The Rural Communities The Rural Communities 58 5. Factors for rural communities 1. Formal independence (privilegies) 2. Territory 3. Self government 4. Economy 5. Warfare 6. Image 59 5. Factors for rural communities 60 5. Factors for rural communities 61 5. Factors for urban communities 1. Freedoms and privileges 2. Municipal law, legal autonomy 3. Jurisdictional autonomy 4. The direct superior is only the King (payment of taxes, revenue, law) 5. Coinage/fiscal law 62 5. Factors for urban communities 1291: UR 14.c. √ SZ 14.c. √ UW (hw) X 1332: LU (A) X 1351: ZH 13.c. √ 1352: GL (A) X ZG (A) X 1353: BE 14.c. √ 1. Contract with CH Formal independence 63 5. Factors of formal indepencence 1. lower iurisdiction 2. higher iurisdiction 3. Lawgiving 4. Ownership/Property 5. Use/usufruct/interests 6. Lordship 7. Overlordship 8. Privilegies 9. Representation Justice and Law Posession Regime Image 64 5. Factors of formal indepencence: Schwyz 65 5. Factors of self government : Schwyz mayor courts counsil cantonal assembly presides elects 66 Heiden (AR) 18th c. Uri, 1920s Obwalden 1970s Appenzell 1930s 5. Self government: Cantonal Assembly 67 5. Self government: Cantonal Assembly Glarus 2022 68 5. Founding myths 69 Content 1. Of abbeys, lords etc… The heritage of the early middle ages 15’ 2. Economy in the later middle ages 15’ 3. Towns and City-states 20’ 4. Rural communities 20’ 5. The emerging Swiss Confederation and its foundation-myths 20’ 6. Exercise: The Federal charter of 1291 45’ Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 70 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 5. Founding myths 71 5. Founding myths “Mythology is not a lie, mythology is poetry, it is metaphorical. It has been well said that mythology is the penultimate truth – penultimate because the ultimate cannot be put into words. It is beyond words. Beyond images, beyond that boundering rim of the buddhist wheel of becoming. Mythology pitches the mind beyond that rim, to what can be known but not told.“ Joseph Campbell, The power of myth (1988) Jean Renggli, Oath of the Rütli (1891) 72 5. Founding myths 1. Until 1798, the founding myth of Switzerland supported solidarity within the alliances against the outside world. 2. While the modern nation state was being formed, the founding myth contributed to the formation of a national identity: Switzerland as a "nation of the will", which did not form a homogeneous community either because of language or religion. 3. Instead, this very heterogeneity, which finds its expression in multilingualism or the federalist system, became an important aspect of the "national culture". During the world wars, the founding myth was also used to maintain neutrality: With the Alps as the setting for its own founding story, as a metaphor of freedom and independence. Translated from: https://collaboratiohelvetica.ch/en/blog/2018/8/1/wie-schaffen-mythen-realitten 73 Oath on the Rütli (attributed 1291) 1. The Rütli Oath is part of a historical narrative from the late 15th c. and part of the founding legend of the Old Confederation. 2. According to the liberation tradition, the Rütli, a meadow above Lake Lucerne, was the secret meeting place of the conspirators from the countries of Uri, Schwyz and Unterwalden. 3. After the tyrannical murder of the bailiff Gessler by Tell, these conspirators carried out an armed uprising against the tyrannical Habsburg bailiffs. The oath to mutual assistance of the comrades is considered the foundation of the Old Confederation 4. According to the tradition, the oath was placed in 1307 or 1315, later in 1291 (abbreviated and translated from https://de.wikipedia.org/wiki/Rütlischwur) Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.202274 Rütli-meadow: location Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.202275 76 Wilhelm Tell 1. Tell was an expert mountain climber and marksman with a crossbow who assassinated the tyrannical reeve of the Austrian dukes of the House of Habsburg. Tell's defiance and tyrannicide encouraged the population to open rebellion and a pact against the foreign rulers with neighbouring Schwyz and Unterwalden, marking the foundation of the Swiss Confederacy. Tell was considered the father of the Swiss Confederacy. 2. He was important as a symbol during the formative stage of modern Switzerland in the 19th century, known as the period of Restoration and Regeneration, as well as in the wider history of 18th- to 19th-century Europe as a symbol of resistance against aristocratic rule, especially in the Revolutions of 1848 against the House of Habsburg which had ruled Austria for centuries. (abbreviated from William Tell - Wikipedia) Link to the czech version of the myth in: Vilém Tell | Národní knihovna České republiky | Kramerius - Digital Library (nkp.cz) Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.202277 Ernst Stückelberg, Wilhelm Tell (1880) Wilhelm Tell shooting the apple from the head of his son, attr.to Hans Küng (1507) Ferdinand Hodler, Wilhelm Tell (1910).Scene of Wilhelm Tell from a dagger sheath (= Schweizerdoch, 1570) Graphic print, D.T. Meyer the elder, , Wilhelm Tell (1640) 78 5. Founding myths 1. Pact of 1291 as the basis of the Old Swiss Confederation 2. Wilhelm Tell as mythical “National hero” 3. Fusion of the two narrative elements into one master-narrative in the late 15th c. 4. Focus on the three founding Cantons within the framework of the national historiography of the federal state after 1848 79 Break Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 80 Content 1. Of abbeys, lords etc… The heritage of the early middle ages 15’ 2. Economy in the later middle ages 15’ 3. Towns and City-states 20’ 4. Rural communities 20’ 5. The emerging Swiss Confederation and its foundation-myths 20’ 6. Exercise: The Federal charter of 1291 45’ Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 81 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 The Federal Charter of 1291 82 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 83 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 84 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 85 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 In nomine domini amen. Honestati consulitur et utilitate publice providetur , dum pacta quietis et pacis statu debito solidantur. Noverint igitur universi, quod homines vallis Uranie, universitatisque vallis de Switz, ac communitas hominum intramontanorum vallis inferioris maliciam temporis attendentes, (…). 86 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 In nomine domini amen. Honestati consulitur et utilitati publice providetur, dum pacta quietis et pacis statu debito solidantur. Noverint igitur universi, quod homines vallis Uranie universitasque vallis de Switz ac communitas hominum Intramontanorum Vallis Inferioris maliciam temporis attendentes, For the common good and proper establishment of peace, the following rules are agreed : It is to be known that, view of the troubled circumstances of this time, the people and communities of Uri, Schwyz and Nidwalden 87 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 …ut se et sua magis defendere valeant et in statu debito melius conservare, fide bona promiserunt invicem sibi assistere auxilio, consilio quolibet ac favore, personis et rebus, infra valles et extra, toto posse, toto nisu contra omnes ac singulos,… …promise to assist each other by every means possible against one and all who may inflict on them violence or injustice within their valleys and without. 88 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 …qui eis vel alicui de ipsis aliquam intulerint violenciam, molestiam aut iniuriam in personis et rebus malum quodlibet machinando, ac in omnem eventum quelibet universitas promisit alteri accurrere, cum necesse fuerit, ad succurrendum et in expensis propriis, prout opus fuerit, contra impetus malignorum resistere, iniurias vindicare, … Each community shall help the other with every counsel and favour and at its own expense in the event of any assault on persons or goods within and without the valleys… 89 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 …prestito super hiis corporaliter iuramento absque dolo servandis antiquam confederationis formam iuramento vallatam presentibus innovando, ita tamen, quod quilibet homo iuxta sui nominis conditionem domino suo convenienter subesse teneatur et servire. … and to this end have sworn a solemn oath to uphold this agreement in confirmation and renewal of a more ancient accord. Every man shall continue to serve his overlord to the best of his abilities. 90 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Communi etiam consilio et favore unanimi promisimus, statuimus ac ordinavimus, ut in vallibus prenotatis nullum iudicem, qui ipsum officium aliquo precio vel peccunia aliqualiter comparaverit vel qui noster incola vel conprovincialis non fuerit, aliquatenus accipiamus vel acceptamus. The office of judge may not be obtained for any price and may only be exercised by those who are natives or resident with us. 91 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Si vero dissensio suborta fuerit inter aliquos conspiratos, prudenciores de conspiratis accedere debent ad sopiendam discordiam inter partes, prout ipsis videbitur expedire, et que pars illam respueret ordinationem, alii contrarii deberent fore conspirati. Any dispute amongst the Confederates shall be settled by the most prudent amongst us, whose decision shall be defended by all. 92 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Super omnia autem inter ipsos extitit statutum, ut, qui alium fraudulenter et sine culpa trucidaverit, si deprehensus fuerit, vitam ammittat, nisi suam de dicto maleficio valeat ostendere innocenciam, suis nefandis culpis exigentibus, et si forsan discesserit, numquam remeare debet. Receptatores et defensores prefati malefactoris a vallibus segregandi sunt, donec a coniuratis provide revocentur. Those who commit murder shall themselves be put to death. A murderer who flees may never return. Those who protect him shall themselves be banished from the valley until they are recalled by the Confederates. 93 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Si quis vero quemquam de conspiratis die seu nocte silentio fraudulenter per incendium vastaverit, is numquam haberi debet pro conprovinciali. Et si quis dictum malefactorem fovet et defendit infra valles, satisfactionem prestare debet dampnificato. Those who maliciously injure others by fire shall lose their rights as fellow countrymen, and anyone who protects and defends such an evil-doer shall be held liable for the damage done. 94 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Ad hec si quis de coniuratis alium rebus spoliaverit vel dampnificaverit qualitercumque, si res nocentis infra valles possunt reperiri, servari debent ad procurandam secundum iusticiam lesis satisfactionem. Any man who robs a Confederate or injures him in any way shall be held liable to the extent of his property in the valleys. 95 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Insuper nullus capere debet pignus alterius, nisi sit manifeste debitor vel fideiussor, et hoc tantum fieri debet de licencia sui iudicis speciali. Preter hec quilibet obedire debet suo iudici et ipsum, si necesse fuerit, iudicem ostendere infra , sub quo parere potius debeat iuri. The property of debtors or sureties may only be seized with the permission of a judge Every man shall obey his judge and must if need be indicate the judge in the valley before whom he must appear. 96 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Et si quis iudicio rebellis exstiterit ac de ipsius pertinatia quis de conspiratis dampnificatus fuerit, predictum contumacem ad prestandam satisfactionem iurati conpellere tenentur universi. Any man who rebels against a verdict and thereby injures a Confederate shall be compelled by all other Confederates to make good the damage done. 97 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Si vero guerra vel discordia inter aliquos de conspiratis suborta fuerit, si pars una litigantium iusticie vel satisfactionis non curat recipere complementum, reliquam defendere tenentur coniurati. War or discord amongst the Confederates shall be settled by an arbiter and if any party fails to accept the decision or fails to make good the damage, the Confederates are bound to defend the other party. 98 Heinrich Speich – Peasants, wars and lots of treaties. Origins, 30.09.2022 Suprascriptis statutis pro communi utilitate salubriter ordinatis concedente domino in perpetuum duraturis. In cuius facti evidentiam presens instrumentum ad petionem predictorum confectum sigillorum prefatarum trium universitatum et vallium est munimine roboratum. Actum anno domini M CC Lxxxx primo incipiente mense Augusto. These rules for the common good shall endure forever. Done with the seals of the three aforementioned communities and valleys at the beginning of August 1291.