Goebbels' Principles of Propaganda Author(s): Leonard W. Doob Source: The Public Opinion Quarterly , Autumn, 1950, Vol. 14, No. 3 (Autumn, 1950), pp. 419-442 Published by: Oxford University Press on behalf of the American Association for Public Opinion Research Stable URL: https://www.jstor.org/stable/2745999 JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at https://about.jstor.org/terms and Oxford University Press are collaborating with JSTOR to digitize, preserve and extend access to The Public Opinion Quarterly This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms Goebbels' Principles of Propaganda BY LEONARD W. DOOB FOR almost a dozen years German Propaganda major propaganda principles whic Minister Goebbels was recognized as a master lowed. of his trade by those who fought and by those The author, who served as Polic who acclaimed the Nazi state. This article, nator of the Overseas Branch of the based on both the published and unpublished War Information during World Wa portions of Goebbels' diary, summarizes the fessor of Psychology at Yale Unive AMONG the Nazi documents salvaged by American authori Berlin in I945 are close to 6,800 pages of a manuscript ostens tated by Propaganda Minister Goebbels as a diary which cove many gaps, the period from January 21, I942 to December The material was typed triple-spaced in large German-Goth and with wide margins upon heavy watermarked paper, w result that the average page contained less than Ioo words. A per cent of this manuscript-the most interesting and gener most important parts-has been very accurately and idioma translated by Louis P. Lochner.1 The analysis in the present based upon careful examination of the entire document whic in the Hoover Institute and Library on War, Peace, and Revo Stanford University.2 The material undoubtedly was dictated by Goebbels, but necessarily an intimate or truthful account of his life as an ind or propagandist. He was too crafty to pour forth his soul to a s What he said must have been motivated by whatever public he imagined would eventually see his words; or-as Speier has out3-the document may possibly represent parts of an authenti which were selected by him or someone else for some specific p 1 Lochner, Louis P. [Editor]. The Goebbels Diaries. New York: Doubleday & Com 2 The writer wishes to express his gratitude to Mr. Philip T. McLean of the Library ing arrangements to have the manuscript microfilmed; to the Yale Attitude Change paying the costs of the microfilm; and to Professor Carl F. Schreiber of Yale Univer in translating some of the more difficult words and phrases. a Speier, Hans. Review of Lochner, op. cit., Public Opinion Quarterly, Fall, I948, pP This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms 420 PUBLIC OPINION QUARTERLY, FALL 1950 A section called "Yesterday--Military Situation," with which each day entry began and which Lochner has sensibly omitted altogether, definitely not written by Goebbels: the writing was most object often the same events mentioned therein were reported again and co mented upon in other parts of the same day's entry; and infrequentl a blank page appeared under the same heading with the notation be inserted later." In the manuscript we have, there are few perso details. Instead it appears that Goebbels wished to demonstrate an swerving loyalty to Hitler; to expose the ineptitudes of the Germ military staffs; to boast about his own accomplishments, his respecta bility, and his devotion to the Nazi cause; and to place on the rec criticisms of rival Nazis like Goering and Rosenberg. The nature of the document would be a problem most germane to an examination of Goebbels' personality or the history of Nazido but these topics are not being discussed here. Attention has been focus only on the principles which appear to underlie the propaganda p and decisions described in the manuscript. Spot checks suggest but not prove that the words of the diary actually correspond to the activi of Goebbels' propaganda machine. One typical example of the cor spondence must suffice. The entry in the diary for November ii, I94 contained this observation: "There is no longer any talk in the Englis press of the possibility of a moral collapse of the Reich. On the contra we are credited with much greater military prowess than we enjoy a the moment... ." On the same day, the Berliner Illustrierte Nachta gabe carried an editorial which asserted that the "jubilant illusions" o the British regarding a German collapse have "suddenly changed deep pessimism; the enemy's strongest hopes are crushed." Two d later the headline of the leading article in the Voelkischer Beobach was "War of Nerves Departs." On November 13 the diary stated t the English "have been imagining that exactly on this day [Novem ii] there would be in the Reich a morale breakdown which, howev has now been pushed by them into the invisible future." A day la a Nazi official spoke over the domestic radio: "The key-dates chos by the enemy are now passed: our people have repulsed this gene attack . . ." All that is being assumed, in short, is that the manuscript mo or less faithfully reflects Goebbels' propaganda strategy and tactics: i This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA is a convenient guide to his bulky propaganda material magnified the importance of his work, no doubt to indi significance. The truth of what he dictated in this respect vant, inasmuch as the effects of his efforts are not being sc The analysis which follows, it must constantly be remem based on a very limited period of Goebbels' stewardship, which on the whole Germany was suffering military and feats such as the winter campaigns in Russia, the with North Africa, and the capitulation of Italy. From time to ti theless, events such as temporary military advances and the of Japan in Asia occurred; hence there are also suggestio Goebbels functioned as a winner. The writer has checked pr secondary sources from I925 through 1941 and after I943, a fore at least privately confident that the principles are not the diary. In this analysis a principle is adduced-in an admittedly but unavoidably subjective manner-from the diary when a minimum of six scattered references therein suggests that Goebbels would have had to believe, consciously or unconsciously, in that generalization before he could dictate or behave as he did. To save space, however, only a few illustrations are given under each principle. Whenever possible, an illustration has been selected from the portion published by Lochner: the reader has readier access to that volume than to the manuscript at Stanford. The same procedure has been employed regarding references. A quoted phrase or sentence is followed by the number of the page being cited, either from the Lochner book (in which case a simple number is given in parentheses), or from the Stanford manuscript (in which case the number is preceded by the letter "M," and represents the Library's pagination). The concluding sentence of each paragraph, moreover, contains the one reference considered to be either the best or the most typical for the entire paragraph, again preferably from the Lochner book. The writer will gladly honor written requests for additional references. These principles purport to summarize what made Goebbels tick or fail to tick. They may be thought of as his intellectual legacy. Whether the legacy has been reliably deduced is a methodological question. Whether it is valid is a psychological matter. Whether or when parts 42I This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL 1950 of it should be utilized in a democratic society are profound and disturbing problems of a political and ethical nature. I. PROPAGANDISTS MUST HAVE ACCESS TO INTELLIGENCE CONCERNING EVENTS AND PUBLIC OPINION In theory, Goebbels maintained that he and his as plan and execute propaganda only by constantly referr intelligence. Otherwise the communication would not be to the event or the audience. As Germany's situation wor mitted fewer and fewer officials to have access to all rel gence. By May of I943 he persuaded Himmler to supply reports only to himself (373). The basic intelligence during a war concerns military day's entry began with a separate description of the cu situation. There is every indication that Goebbels was with Germany's own military plans (I62). Information about Germans was obtained most fre the reports of the Sicherheits-Dienst (SD) of the secre dition, Goebbels depended upon his own Reich Propa German officials, and written or face-to-face contacts w German civilians or soldiers. As has been shown elsewhere,4 little or none of this intelligence was ever gathered or analyzed systematically. Once Goebbels stated that the SD had conducted "a statistical investigation ... in the manner of the Gallup Institute," but he said he did "not value such investigations because they are always undertaken with a deliberate purpose in mind" (M827). Goebbels, moreover, tended to trust his own common sense, intuition, or experience more than formal reports. He listened to his mother because, he said, "she knows the sentiments of the people better than most experts who judge from the ivory tower of scientific inquiry, as in her case the voice of people itself speaks" (56). The SD as well as German officials supplied intelligence concerning occupied countries. Information about enemy, allied, and neutral nations was gathered from spies, monitored telephone conversations, and other classified sources; from the interrogation of prisoners as well as from the letters they received and sent; and from statements in or 4 United States Strategic Bombing Survey. The Efects of Bomb;ng on German Morale. Washington, D.C.: U.S. Government Printing Office, 1947. Vol. I, p. 42. 422 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA deductions from those nations' mass media of communi too, Goebbels often relied upon his own intuitive judgm seldom hesitated to make far-reaching deductions from evidence. A direct reply by the enemy, for example, he un interpreted as a sign of his own effectiveness: "a wild attac article" by the Russian news agency "shows that our an propaganda is slowly getting on Soviet nerves" (271). 2. PROPAGANDA MUST BE PLANNED AND EXECUTED BY ONLY ONE AUTHORITY This principle was in line with the Nazi theory of cen thority and with Goebbels' own craving for power. stressed the efficiency and consistency which could resu policy (M383). He felt that a single authority-himselfthree functions: a. It must issue all the propaganda directives. Every ganda had to implement policy, and policy was made clea These directives referred to all phases of the war and to a ring inside and outside of Germany. They indicated when ganda campaigns should be begun, augmented, diminis nated. They suggested how an item should be interpreted or whether it should be ignored completely. Goebbels wi his authority for issuing directives only to Hitler, wh very important matters was always sought. Sometimes g expressed concerning the ways in which directives were but often there were complaints concerning how Goebbe or others were executing a campaign. The Nazi propag therefore, was constantly being reorganized (34I). b. It must explain propaganda directives to important maintain their morale. Unless these officials who either formally implemented directives were provided with of propaganda policy, they could not be expected to funct and willingly. Through his organizational machinery and personal contact, Goebbels sought to reveal the rationale ganda to these subordinates and to improve their mor them, ostensibly, into his confidence. The groups he met from an intimate gathering in his home to what must h meeting in the Kroll Opera House in Berlin (484). 423 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 c. It must oversee other agencies' activities which have propaganda consequences. "I believe," Goebbels told Hitler, "that when a propaganda ministry is created, all matters affecting propaganda, news, and culture within the Reich and within the occupied areas must be subordinated to it." Although Hitler allegedly "agreed with me absolutely and unreservedly," this high degree of unification was not achieved (476). Conflicts over propaganda plans and materials were recorded with the following German agencies: Ribbentrop's Foreign Office and its representatives in various countries; Rosenberg's Ministry for the Eastern Occupied Areas; the German Army, even including the officers stationed at Hitler's G.H.Q.; the Ministry of Justice; and Ley's Economic Ministry. Goebbels considered himself and his ministry troubleshooters: whenever and wherever German morale seemed poorwhether among submarine crews or the armies in the East-he attempted to provide the necessary propaganda boost (204). Goebbels' failure to achieve the goal of this principle and its corollaries is noteworthy. Apparently his self-proclaimed competency was not universally recognized: people whom he considered amateurs believed they could execute propaganda as effectively as he. In addition, even a totalitarian regime could not wipe out personal rivalries and animosities in the interests of efficiency (M3945). 3. THE PROPAGANDA CONSEQUENCES OF AN ACTION MUST BE CONSIDERED IN PLANNING THAT ACTION Goebbels demanded that he rather than the German Justice be placed in charge of a trial in France so that "ev be seized and executed correctly from a psychologica (MI747). He persuaded Hitler, he wrote, to conduct against England . . . according to psychological rather principles" (313). It was more important for a propag plan an event than to rationalize one that had occurred 4. PROPAGANDA MUST AFFECT THE ENEMY'S POLICY AND Propaganda was considered an arm of warfare, altho never employed the phrase "psychological warfare" or fare." Besides damaging enemy morale, he believed th could affect the policies and actions of enemy leaders in 424 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA 425 a. By suppressing propagandistically desirable material wh provide the enemy with useful intelligence. Often Goebbels that he refused to deny or refute enemy claims concerning air "it is better," he said in April of I942, "for the English to think t have had great successes in the air war than for them actually t achieved such victories" (M2057). For similar reasons he regr censored items concerning the poor quality of Soviet weapon many's plans to employ secret weapons, and even favorable news (272). b. By openly disseminating propaganda whose content or tone causes the enemy to draw the desired conclusions. "I am also convinced," Goebbels stated in the spring of I943, "that a firm attitude on our part [in propaganda] will somewhat spoil the appetite of the English for an invasion" (302). As the Battle of Tunisia drew to a close, therefore, the resistance of German troops there was used as an illustration of what would happen if the European continent were invaded. Perhaps, Goebbels must have reasoned, General Eisenhower's plans might be thus directly affected; British or American public opinion might exert influence upon SHAEF; or the morale of the armies in training for the invasion might be crippled (M4638). c. By goading the enemy into revealing vital information about himself. At the end of the Battle of the Coral Sea Goebbels believed that the Japanese had scored a complete victory. The silence of American and British authorities was then attacked "with very precise questions: they will not be able to avoid for any length of time the responsibility of answering these questions" (M2743). d. By making no reference to a desired enemy activity when any reference would discredit that activity. Goebbels did not wish to bestow a "kiss of death" on matters which met his approval. No use was made of news indicating unfriendly relations between two or more of the countries opposing Germany because-in Goebbels' own favorite, trite, and oft repeated words-"controversy between the Allies is a small plant which thrives best when it is left to its own natural growth" (M94I). Likewise the Nazi propaganda apparatus was kept aloof from the Chicago Tribune, from a coal strike in the United States, and from anti-Communist or pro-fascist groups in England. Quarrels between Germany's enemies, however, were fully exploited when-as in the case This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 of British-American clashes over Darlan-the conflict was both strong and overt (225). 5. DECLASSIFIED, OPERATIONAL INFORMATION MUST BE AVAILABLE TO IMPLEMENT A PROPAGANDA CAMPAIGN A propaganda goal, regardless of its importance, require tional material that did not conflict with security regulations. terial could not be completely manufactured: it had to have som tual basis, no matter how slight. It was difficult to begin an ant campaign after the fall of Tunis because German journalists failing to collect anti-Jewish literature. Lack of material, h never seems to have hindered a campaign for any length of tim evidently some amount of digging could produce the necessary mentation. Journalists were dispatched to a crucial area to wri stories; steps were taken to insure a supply of "authentic news f United States" (92); a change in personnel was contemplate ject fresh blood into German journalism" and hence bette (500); or, when necessary, the Protocols of Zions were res (376). Like any publicity agent, Goebbels also created "news" through action. To demonstrate Germany's friendship for Finland, for example, a group of ailing Finnish children was invited to Germany on a "healthrestoring vacation" (M9I). The funerals of prominent Nazis were made into news-worthy pageants; the same technique was applied to the French and Belgian victims of British air attacks. German and Nazi anniversaries were celebrated so routinely that the anniversary of the founding of the Three Power Pact was observed even after the downfall of the Italian member (M5859). 6. TO BE PERCEIVED, PROPAGANDA MUST EVOKE THE INTEREST OF AN AUDIENCE AND MUST BE TRANSMITTED THROUGH AN ATTENTION-GETTING COMMUNICATIONS MEDIUM Much energy was devoted to establishing and maintain munications media. Motion picture theaters and newspapers w trolled or purchased in neutral and occupied countries. "It's a we cannot reach the people of the Soviet Union by radio p Goebbels stated, since "the Kremlin has been clever enoug the Russian people from receiving the great world broadc 426 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA limit them to their local stations" (453). The schedule of man radio programs was adjusted when the British introduc summer time." A dilemma existed regarding receiving sets countries: if they were confiscated, people would be cut off as well as enemy propaganda; if they were not, both bra heard. Inside the Reich, machinery was created to reopen ture theaters as quickly as possible after heavy air raids Some kind of bait was devised to attract and hold an audience. What Goebbels called "propaganda" over the radio, he believed, tended after a while to repel an audience. By 1942 he concluded that Germans wanted their radio to provide "not only instruction but also entertainment and relaxation" (M383), and that likewise straight news rather than "talks" were more effective with foreign audiences. Like any propagandist in war time, he recognized that a radio program could draw enemy listeners by providing them with the names of war prisoners. The best form of newspaper propaganda was not "propaganda" (i.e., editorials and exhortation), but slanted news which appeared to be straight (M4677). Goebbels was especially attached to the motion picture. At least three evenings a week he previewed a feature film or newsreel not only to seek relaxation and the company of film people but also to offer what he considered to be expert criticisms. Feature pictures, he stated, should provide entertaining and absorbing plots which might evoke and then resolve tension; simultaneously they should subtly affect the attentive audience not through particular passages but by the general atmosphere. Evidence for Goebbels' belief in the supreme importance of newsreels comes from the fact that he immediately provided his newsreel company with emergency headquarters after one of the heaviest air raids Berlin experienced toward the end of I943. "It costs much trouble to assemble the newsreel correctly each week and to make it into an effective propaganda weapon," he observed on another occasion, "but the work is worthwhile: millions of people draw from the newsreel their best insight into the war, its causes, and its effects." He also believed that newsreels provided "proof" for many of his major propaganda contentions: visual images-no matter how he himself manipulated them before they were released-possessed greater credibility than spoken or written words (M335). 427 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 Goebbels never stated explicitly whether or not in his opinion some media were better suited to present particular propaganda themes than others. Only stray observations were made, such as that leaflets were ineffective when "opinions are too rigid and viewpoints too firm" (M2o65). His one basic assumption appears to have been that all media must be employed simultaneously, since one never knew what type of bait would catch the variety of fish who were Nazi targets (M828). 7. CREDIBILITY ALONE MUST DETERMINE WHETHER PROPAGANDA OUTPUT SHOULD BE TRUE OR FALSE Goebbels' moral position in the diary was straightforwar the truth, his enemies told lies. Actually the question for h of expediency and not morality. Truth, he thought, shou frequently as possible; otherwise the enemy or the facts might expose falsehood, and the credibility of his own o suffer. Germans, he also stated, had grown more sophis 1914: they could "read between the lines" and hence cou easily deceived (Mi8o8). Lies, consequently, were useful when they could not be d To induce Italians to leave the areas occupied by English and forces and then to shanghai them into Germany as workers broadcast the claim that "the English and Americans wil men of draft age to enlist" (462). Even truth, however, mig credibility. In the first place, some apparently true state later turn out to be false, such as specific claims concerning inflicted by planes against enemy targets. Then, secondly, t might appear untrue. Goebbels was afraid to inform the Ger General Rommel had not been in Africa during the closing d campaign there: "everybody thinks he is in Africa; if we no with the truth when the catastrophe is so near, nobody us" (352). Similarly, every feature and device had to maintain its own credibility. A special communique or bulletin was employed, for example, to announce important events. Goebbels was afraid to resort to this device too frequently, lest it lose its unusual character, and hence he released some significant news through routine channels (M5799). 428 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA 8. THE PURPOSE, CONTENT, AND EFFECTIVENESS OF ENEMY PROPAG THE STRENGTH AND EFFECTS OF AN EXPOSE; AND THE NATURE CURRENT PROPAGANDA CAMPAIGNS DETERMINE WHETHER ENEMY PROPAGANDA SHOULD BE IGNORED OR REFUTED Most of the time Goebbels seemed mortally afraid of enem ganda. Even though he had controlled all the mass media in since 1933, he must have been convinced that Germans had completely converted to the Nazi cause, or at least that they m corrupted by enemy efforts. He admitted in January of 1942 eign broadcasts are again being listened to more extensive though death could be the penalty for doing so (44). Fourtee later he noted with dismay that "the English and Americ greatly expanded their radio broadcasts to the Axis countries a to step them up even more" (312). Goebbels' first impulse was to reply to enemy propaga wrote as though he were a member of a great International Society and as if silence on his part would mean the loss of ment and of his own prestige. Actually, however, he judicio anced a number of factors before he decided to ignore or refu claims (M2593). In the first place, he analyzed enemy propaganda. If it seem the goal of the propaganda was to elicit a reply, he was sile English," he stated on February 6, 1942, "are now employin mode of propaganda: they commit General Rommel to o which at the moment he certainly cannot have, in order to declare perhaps in eight or fourteen days that he has not reach goals" (M423). A direct reply would have been equivalent to sell German armies short. His practice was to expose such traps to ordinates and then to have them maintain silence in the mass media (M46o6). On the other hand, a reply was made if it were felt that the enemy was transmitting blatant falsehoods. Since almost any enemy statement was considered false, Goebbels believed that only the blatant ones should be exposed. In this category he included claims that Germans had bombed Vatican City, that there had been "disturbances in Berlin" (M4664), that Stalin was adopting a more lenient policy toward religion, etc. (M497I). 429 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL 1950 Ineffective enemy claims required no reply, since a refutation would either give them more currency or else be a waste of propaganda energy. Enemy propaganda was very frequently branded as being ineffective, judgments which appear to have been either intuitive or rationalizations of an inability to reply. Effective enemy propaganda, however, demanded immediate action. The enemy, for example, was seldom permitted to acquire prestige; thus Goebbels attacked British boasts concerning a parachute landing at Le Havre, a raid on St. Nazaire, and the occupation of Madagascar. Sometimes it appears as though he instituted counter-proceedings not because the enemy was being successful but simply because he was able to do so. When the enemy was thought to be employing horoscopes and other occult propaganda against Germany, a reply in kind was immediately prepared. If the enemy seemed to be scoring an especially important propaganda triumph in its "war of nerves"-specifically at the beginning of the heavy British raids on German cities, after the downfall of Mussolini, or in the midst of strong pressure on Turkey by Britain in the late fall of I943-the only really adequate reply was considered to be a speech by Hitler himself (25I). Then, secondly, Goebbels examined his own propaganda arsenal before he assayed a reply. He kept silent if he believed that his case, in the absence of facts or arguments, would appear too weak. He was so afraid of the German National Committee which the Russians formed in Moscow that he carried on no counter-propaganda against this group. Sometimes an enemy claim was disregarded and a counterclaim advanced. As Germany was attacked for her treatment of Jews, the policy of "complete silence" seemed unwise: "it is best to seize the offensive and to say something about English cruelty in India or the Near East" (M3o64) and also to "intensify . . . our anti-Bolshevik propaganda" (M32'25). Goebbels tried, too, to estimate in advance the effectiveness of a rebuttal. If his own case as well as the enemy's appeared strong but if the enemy's might look stronger because of his attempts to refute it, he withheld his fire. It always seemed better to concentrate on the dissemination of a Hitler speech rather than to reply to foreign critics. Often, however, he believed that an expos6 could protect Germans or help immunize foreigners from an enemy campaign that was either about 43° This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA to be or actually had been launched. Peace appeals by the were therefore anticipated, and his reply to the communiqu Teheran Conference was "biting and insolent; we empty irony and derision over the Conference" (545). In the third place, Goebbels believed that his current had to be surveyed before enemy propaganda could be ig futed. He attempted no reply when that reply might divert away from, or when it ran counter to more important themes. "There's no point in concerning oneself daily with n and rumors disseminated by the enemy," he stated, since it w to concentrate on the "central theme" of anti-Semitism March of I943 he permitted "Bolshevik reports of victor into the world unchallenged": he wanted Europe to "get so that "all the sooner it will become sensible" and coope the Russians (284). 9. CREDIBILITY, INTELLIGENCE, AND THE POSSIBLE EFFECTS COMMUNICATING DETERMINE WHETHER PROPAGANDA MATERIALS SHOULD BE CENSORED Goebbels had no scruples whatsoever concerning th sorship. "News policy," he stated, "is a weapon of war; its wage war and not to give out information" (210). His d upon three pragmatic considerations (299). Goebbels recognized, first, that often credibility might if an item were censored: "in excited and strained times t news must somehow be satisfied" (40). When the Forei sored news which he considered important, he compla that sort of policy we are fairly compelling the German to foreign and enemy broadcasts" (164). Again and aga he felt that he had to speak up, although he would have p silent. Toward the end of 1943, for example, he stated th of evacuating people from the bombed areas "has beco that it must be discussed with the clarity it deserves" (M The usual policy was to suppress material which wa desirable for German consumption, but simultaneously to foreign propaganda if it were suited thereto. Tales conc cannibalism by the Soviets were spread in foreign countr material was banned inside Germany lest it terrify Ge 43I This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 relatives were fighting the Russians. Sometimes, however, undesirable material was not censored domestically in order to maintain its credibility abroad (M2699). Censorship was invoked, in the second place, when intelligence concerning the outcome of a development was insufficient. Here Goebbels wished either to preserve credibility or to have more facts before formulating a directive. Military forecasts he considered especially risky, but he also avoided comments on political events outside the Reich until he could fairly definitely anticipate their effects upon Germany (M5036). Then, finally, Goebbels estimated the possible effects of communicating the information. Censorship was pursued when it was thought that knowledge of the event would produce a reaction which was undesirable in itself or which, though desirable under some circumstances, was not in line with a current directive. Judged by the kind of news he suppressed, Goebbels was afraid that the following might damage German morale: discussions about religion; statements by officials in neutral or occupied countries that were hostile to Germany or by enemy officials that might evoke sympathy for them; enemy warnings that there would be raids before heavy ones began and-later-the extent of the damage inflicted by enemy planes; dangerous acts which included the assassination of officials, sabotage, and desertion; the unfortunate decisions or deeds of German officials; the belittling of German strength by an occurrence like the escape of General Giraud from a German prison; an unnecessarily large increase in Germans' anxiety; and hints that Germany did not approve completely of her Axis partners (249). 10. MATERIAL FROM ENEMY PROPAGANDA MAY BE UTILIZED IN OPERATIONS WHEN IT HELPS DIMINISH THAT ENEMY'S PRESTI OR LENDS SUPPORT TO THE PROPAGANDIST'S OWN OBJECTIVE Athough his basic attitude toward enemy propaganda w contempt, Goebbels combed enemy broadcasts, newspapers, an statements for operational items. Here he was not motivat somewhat defensive desire to reply to the enemy, but by off siderations: words of the enemy (Cf. Principle 8) could help h his propaganda goals. "In the morning we published in man press a collection of previous Churchill lies and featured this collection is making a deep impression on the neutral 432 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA shows Churchill to be, as it were, the Admiral of Incapability" ( In particular the enemy provided a basis for Goebbels' "str through-fear" campaign as indicated below in Principle 1 fellow Vansittart is really worth his weight in gold to our prop (342), he wrote, and likewise he felt that any discussion in E or Russia concerning reparations or boundary questions after Ge defeat "contributes significantly to the maintenance and streng of morale" inside the Reich (M765). II. BLACK RATHER THAN WHITE PROPAGANDA MUST BE EMPLOYED WHEN THE LATTER IS LESS CREDIBLE OR PRODUCES UNDESIRABLE EFFECTS By "black" propaganda is meant material whose source is concea from the audience. Goebbels disguised his identity when he was vinced that the association of a white medium with himself or machine would damage its credibility. At one time, for exampl wanted to induce the English to stop bombing Berlin by convin them that they were wasting their bombs. He claimed that he rumor-mongers to spread the idea there that the city "for all prac purposes is no longer capable of supporting life, i.e., no longer exis (M6654). Presumably the tale had a better chance of being believ German authorities were not connected with it. A most elaborate p was concocted to try to deceive the Russians regarding the secti the front at which the Germans in the summer of I942 had pla their offensive. A German journalist, who had first been sent delib ately to the Eastern front, was then dispatched to Lisbon where he to commit, ostensibly under the influence of liquor, what would ap to be indiscretions but which actually were deceptions. In additi was planned to plant "a camouflaged article . . . through middle either in the Turkish or the Portuguese press" (226), and the Frankfu Zeitung was made to print an "unauthorized" article which was "officially suppressed and denounced in a press conference" (2 Goebbels sought to increase the number of Soviet deserters by imp ing the prisoner-of-war camps in which they would be kept-thi cient psychological warfare device rested on the hope that news of improvement would reach Soviet soldiers through informal chan Otherwise, except for a security-conscious hint from time to time diary made no reference to black operations inside enemy coun (M4235). 433 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 Goebbels also utilized black means to combat undesirable rumors inside the Reich. An official denial through a white medium, he thought, might only give currency to the rumors, whereas what he called "word-of-mouth" propaganda against them could achieve the desired effects. This method was employed to offset German fears that "in case more serious raids were to occur, the government would be the first to run away" from Berlin (421). At all times "citizens who are faithful to the state must be furnished with the necessary arguments for combatting defeatism during discussions at their places of work and on the streets" (401). Sometimes, however, rumors were officially attacked when, in Goebbels' opinion, all the facts were completely and unequivocally on his side (5I8). 12. PROPAGANDA MAY BE FACILITATED BY LEADERS WITH PRESTIGE Such a principle is to be expected from Goebbels, wh ideology stressed the importance of leadership. Germans, it would feel submissive toward propaganda containing th prestigeful leader. Ostensibly Goebbels always anticipated results from a Hitler statement especially during a cris routinely that the communication had been received by with complete enthusiasm or that it "has simply amazed (506). Leaders were useful only when they had prestige. Goebbels utilized propaganda to make heroes out of men like Field Marshal Rommel. In the privacy of his diary he savagely attacked German leaders whose public behavior was not exemplary, since they thus disrupted propaganda which urged ordinary Germans to make greater sacrifices and to have unswerving faith in their government. An incompetent Nazi official was not openly dismissed from office, lest his incompetence reflect upon "the National Socialist regime"; instead it was announced that he had been temporarily replaced because of illness (224). 13. PROPAGANDA MUST BE CAREFULLY TIMED Goebbels always faced the tactical problem of timing his propaganda most effectively. Agility and plasticity were necessary, he thought, and propagandists must possess at all times the faculty of "calculating psychological effects in advance" (204). Three principles seemed to be operating: 434 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA 435 a. The communication must reach the audience ahead of competin propaganda. "Whoever speaks the first word to the world is alw right," Goebbels stated flatly (I83). He sought constantly to speed the release of news by his own organization. The loss of Kiev wa mitted as quickly as possible "so that we would not limp behind enemy announcement" (M6o6I). b. A propaganda campaign must begin at the optimum mome Goebbels never indicated explicitly or implicitly how he reached decision that the time to begin a campaign or make an announcem was either ripe or right. He made statements like this: "we have back for a very long time" in using an Indian leader, who as a Germ puppet committed his country to a war against England, "for the si reason that things had not advanced far enough as yet in India" ( At one point he stated that counter-propaganda against enemy cl should not be too long delayed: "one should not let such lying repor sink in too deeply" (M243o). c. A propaganda theme must be repeated, but not beyond so point of diminishing effectiveness. On the one hand, Goebbels believ that propaganda must be repeated until it was thoroughly learned an that thereafter more repetition was necessary to reinforce the learn Such repetition took place over time-the same theme was menti day after day-as well as in the output of a single day. An anti-Semit campaign, for example, continued for weeks, during which time "ab 70 to 80 per cent of our broadcasts are devoted to it" (366). On the o hand, repetition could be unnecessary or even undesirable. It was un essary when "the material thus far published has completely convinc the public" (386). It was undesirable when the theme became bor or unimpressive, as occurred in connection with announcements cerning German submarine successes. Sometimes, moreover, boom guns at the start of a campaign, though desirable psychologically, co make the propaganda too "striking" and consequently result in a of credibility (M6343). 14. PROPAGANDA MUST LABEL EVENTS AND PEOPLE WITH DISTINCTIVE PHRASES OR SLOGANS Again and again Goebbels placed great stress upon phra slogans to characterize events. At the beginning of 1942, for ex This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 he began a campaign whose purpose was to indicate economic, social, and political unrest in England. He very quickly adopted the phrase "schleichende Krise"-creeping crisis-to describe this state of affairs and then employed it "as widely as possible in German propaganda" both domestically and abroad (M762). His thinking was dominated by word-hunts: privately-or semi-privately-in his diary he summarized his own or enemy propaganda with a verbal cliche, even when he did not intend to employ the phrase in his output. He admitted that the experiencing of an event was likely to be more effective than a verbal description of it, but he also recognized that words could stand between people and events, and that their reaction to the latter could be potently affected by the former (MI385). To achieve such effects, phrases and slogans should possess the following characteristics: a. They must evoke desired responses which the audience previously possesses. If the words could elicit such responses, then Goebbels' propaganda task consisted simply of linking those words to the event which thereafter would acquire their flavor. When the British raid on St. Nazaire in March of 1942 aborted, Goebbels decided to claim that it had been made to appease the Russians who had been demanding that their ally engage in military action. The raid was dubbed the "Maisky Offensive," after the Soviet envoy in London. Sometimes news could speak for itself in the sense that it elicited desired responses without the addition of a verbal label. A military victory was not interpreted for Germans when Goebbels wished them to feel gratified. Most news, however, was not self-explanatory: Goebbels had to attach thereto the responses he desired through the use of verbal symbols. The most regulated news and commentary, nevertheless, could produce undesirable and unintended actions; even a speech by Hitler was misinterpreted (M4677). b. They must be capable of being easily learned. "It must make use of painting in black-and-white, since otherwise it cannot be convincing to people," Goebbels stated with reference to a film he was criticizing (M27i). This principle of simplification he applied to all media in order to facilitate learning. The masses were important, not the intellectuals. All enemy "lies" were not beaten down, rather it was better to confine the counter-attack to a single "school example" (M2o84). Propaganda could be aided, moreover, by a will to learn. Cripps' appeal 436 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA 437 to European workers under German domination to slow down on t job, for example, was ignored: "it is difficult to pose a counter-slogan to such a slogan, for the slogan of 'go slow' is always much more effe tive than that of 'work fast'" (107). c. They must be utilized again and again, but only in appropria situations. Here Goebbels wished to exploit learning which had o curred: the reactions people learned to verbal symbols he wished transfer easily and efficiently to new events. He criticized Engl propaganda because "its slogans are changed on every occasion an hence it lacks real punch" (MI812). The context in which peop reactions occurred was also important. "I forbid using the wo 'Fuehrer' in the German press when applied to Quisling," Goebb declared, "I don't consider it right that the term Fuehrer be applied t any other person than the Fuehrer himself. There are certain terms th we must absolutely reserve for ourselves, among them also the wo 'Reich"' (66). d. They must be boomerang-proof. Goebbels became furious when he thought of the expression "Baedeker raids, which one of our people so stupidly coined during a foreign press conference" (M2435): it interfered with his own effort to call British raids wanton attacks on "cultural monuments and institutions of public welfare" (M230I). "There are certain words," he added, "from which we should shrink as the devil does from Holy Water; among these are, for instance, the words 'sabotage' and 'assassination'" (93). 15. PROPAGANDA TO THE HOME FRONT MUST PREVENT THE RAISING OF FALSE HOPES WHICH CAN BE BLASTED BY FUTURE EVENTS It was clear to Goebbels that the anticipation of a Germa along military or political lines could have certain immediate b effects from his viewpoint. The confidence of Germans and th of the enemy could be increased. Such tactics, however, were m risky: if the success turned out to be a failure, then Germans w deflated and the enemy elated. His own credibility, moreov suffer. For this reason he was wildly indignant when, after th army withdrew, the enemy ascribed to him "premature report tories" at Salerno. Actually, he claimed, the announcements from German Generals (457). This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL I950 Often the false hopes seemed to spring from the Germans themselves, a form of wishful thinking which occurred spontaneously as they contemplated the possibility of an offensive by the German armies, as they received news of a single victory, or as they imagined that the enemy could be defeated by political events. Goebbels, therefore, frequently issued warnings about "false illusions" and he prevented particular victories from being trumpeted too loudly. At other times enemy propaganda strategy was thought to be committing the German armies to military goals which they could not be expected to achieve (II8). i6. PROPAGANDA TO THE HOME FRONT MUST CREATE AN OPTIMUM ANXIETY LEVEL For Goebbels, anxiety was a double-edged sword: too m could produce panic and demoralization, too little cou placency and inactivity. An attempt was constantly made achieve a balance between the two extremes. The stra duced to two principles (M6I62). a. Propaganda must reinforce anxiety concerning the of defeat. Enemy war aims were the principal materi keep German anxiety at a high pitch. "The German p main convinced-as indeed the facts warrant-that this war strikes at their very lives and their national possibilities of development, and they must fight it with their entire strength" (I47). Lest the campaign of "strength-through-fear" falter, no opportunity was missed to attack enemy peace terms which might appear mild. Anti-Bolshevik campaigns attempted not only to stiffen German resistance but also to enlist the cooperation of all neutral and occupied countries. On the one hand, Goebbels tried to convince himself in the diary that Germans would not be misled again-as they had been, according to his view, in World War I-by enemy peace terms: they "are quite accurately acquainted with their enemies and know what to expect if they were to give themselves up" (M6684). On the other hand, he felt very strongly that Germans were most vulnerable to peace propaganda. He feared, for example, that American propaganda might be directed "not ... against the German people but against Nazism" (147) and "we can surely congratulate ourselves that our enemies have no Wilson Fourteen Points" (47). Occasionally it became necessary to increase the anxiety level of 438 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA Germans concerning a specific event. On February 24, I9 first disastrous winter campaign in Russia, Goebbels "issu the German press to handle the sitation in the East favorab too optimistically." He did not wish to raise false hopes b more importantly, he did not want Germans to "cease to about the situation in the East" (99). b. Propaganda must diminish anxiety (other than that co the consequences of defeat) which is too high and whic reduced by people themselves. Air raids obviously raised iety much too high, but they were a situation over whi could not exercise propaganda control. In other situation a demoralizing amount of anxiety he could be more act things in a realistic light" when the military situation in T hopeless, German losses were portrayed as being "not of suc that as a result our chances for [ultimate] victory have been (M4542). In contrast, he attempted to use the same principle -the so-called "strategy of terror"-against his enemies. L dropped on English cities "with pictures of the damage English in Luebeck and Rostock, and under them the F nouncement of his Reichstag speech that reprisal raids a (I93) 17. PROPAGANDA TO THE HOME FRONT MUST DIMINISH THE IMPACT OF FRUSTRATION It was most important to prevent Germans from being f for example, by immunizing them against false hopes. If a f could not be avoided, Goebbels sought to diminish its impact ing two principles: a. Inevitable frustrations must be anticipated. Goebbels seems to have been that a frustration would be less frustrat element of surprise or shock were eliminated. A present loss endured for the sake of a future gain. The German people w ally given "some intimation that the end is in sight" as the Tunisia drew to a close (352). They likewise received adv whenever a reduction in food rations was contemplated; the nouncement, nevertheless, always disturbed them (MI484) b. Inevitable frustrations must be placed in perspectiv considered one of his principal functions to be that of givin 439 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms PUBLIC OPINION QUARTERLY, FALL 1950440 mans what he called a Kriegsiiberblick, a general survey of the war. Otherwise, he felt, they would lose confidence in their regime and in himself, and they would fail to appreciate why they were being compelled to make so many sacrifices (M4975). I8. PROPAGANDA MUST FACILITATE THE DISPLACEMENT OF AGGRESSION BY SPECIFYING THE TARGETS FOR HATRED Goebbels had few positive gratifications to offer German the period of adversity covered by the diary. He featured en quite naturally, whenever he could and whenever Germa over-confident. Only once did he praise Germans for withst enemy as long as they had. By and large, the principal techn to have been that of displacing German aggression on t group (M622o). Favorite hate objects were "Bolsheviks" and Jews. Goebbels was disturbed by reports which indicated that "the fear of Bolshevism by the broad masses of European peoples has become somewhat weaker" (M4572) or that "certain groups of Germans, especially the intellectuals, express the idea that Bolshevism is not so bad as the Nazis represent it to be" (335). Anti-Semitic propaganda was usually combined with active measures against Jews in Germany or the occupied countries. German aggression was also directed against American and British pilots, but on the whole the United States and Great Britain did not stir Goebbels' wrath, at least in the diary (I47). In enemy countries Goebbels had a strong penchant to engage in "wedge-driving": he sought to foment suspicion, distrust, and hatred between his enemies and between groups within a particular country. He thus assumed that the foundation for hostility between nations or within a nation already existed for historical reasons or as a result of the frustrations of war. His task was to direct the aggression along disruptive channels (46). 19. PROPAGANDA CANNOT IMMEDIATELY AFFECT STRONG COUNTERTENDENCIES; INSTEAD IT MUST OFFER SOME FORM OF ACTION OR DIVERSION, OR BOTH In almost all of his thinking about propaganda strategy and objectives, Goebbels adopted the distinction between what were called Haltung (bearing, conduct, observable behavior) and Stimmung (feelThis content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms GOEBBELS' PRINCIPLES OF PROPAGANDA ing, spirit, mood).5 After a heavy raid on a German city, he g claimed that the Haltung of the people was excellent but t Stimmung was poor. He wished to have both of these comp morale as favorable as possible. Stimmung he considered m volatile: it could easily be affected by propaganda and events; be improved simply by offering people some form of entertain relaxation. Haltung had to be maintained at all costs, for other Nazi regime would lose its support and people would be rea render. Germans, in short, were compelled to preserve extern ances and to cooperate with the war effort, regardless of thei feelings. As more and more defeats and raids were experienced bels became convinced that Stimmung had to be almost c ignored (M6452). Goebbels clearly recognized his own propaganda impoten situations. The basic drives of sex and hunger were not apprec fected by propaganda. Air raids brought problems ranging comfort to death which could not be gainsaid. Propaganda significantly increase industrial production. The religious im many Germans could not be altered, at least during the w opposition by individual Germans and by peoples in the occupi tries required forceful action, not clever words. Finally, Germ favorable military situation became an undeniable fact. Wh ganda and censorship could not be effective, Goebbels advocate or, in one of his official positions (for example, as Gauleiter o he himself produced the action. Diversionary propaganda h ered second-best (M35o8). Consider his propaganda with reference to military defeats while he could describe them as "successful evacuations" ( while he could even conceal their implications. Eventually, they were too apparent, especially after the heavy air raids be the difficulties of fighting a two-front war increased. Then h duced not quite to silence but certainly to despair. At the e fighting in Tunisia he was forced to conclude that the followi ganda themes were not proving impressive: "our soldiers t written a hymn of heroism that will be graven eternally on th 5 Lochner has ignored the distinction and has generally translated both as "mor which Goebbels likewise occasionally employed in an equally ambiguous manner 441 This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms 442 PUBLIC OPINION QUARTERLY, FALL I950 German history; they retarded developments for half a year, th enabling us to complete the construction of the Atlantic Wal prepare ourselves all over Europe so that an invasion is out of th tion" (360). He tried to divert Germans through another anti-Bo campaign, but this too was insufficient. What Germans really were "some victories in the East to publicize" (M4433). Germa in Russia, moreover, plagued Goebbels. Whenever possible, to offset news of defeat in one section with reports of victories in but by I943 he simply had no favorable news to employ as a dist Stimmung was doomed, and even Haltung worried him: "at t ment we cannot change very much through propaganda; we mus again gain a big -rictory somewhere" (M3253). Most fortunate victory and ultimate triumph never came. This content downloaded from 86.49.225.207 on Mon, 25 Sep 2023 10:24:55 +00:00 All use subject to https://about.jstor.org/terms