Dynamics of molecules on excited state surfaces Chapter 6 Principles of Molecular Photochemistry: An Introduction NJT, VR and JCS • Transition state connects a single reactant to a single product and it is a saddle point along the reaction course. • Collisions are a reservoir of continuous energy (~ 0.6 kcal/mol per impact). • Collisions can add or remove energy from a system. • Concerned with a single surface. Visualization of Thermal Reactions Visualization of Thermal Reactions Radiative transition vs Reaction How do molecules move on surfaces? How molecules navigate between surfaces? Radiationless Transition Photoreaction A Model for Photochemistry and Photophysics of Organic Molecules Classification of Photoreactions R R* P P* PR + hν *R PhotochemicalPhotophysical ? R* P* R P Adiabatic Diabatic Hot ground state R P R* P# A fancier way of drawing the actions on excited surfaces Molecular Photochemistry: Recent Developments in Theory, S. Mai and L. Gonzalez, Angew. Chem. Int. Ed. 2020, 59, 16832 – 16846 Models used to understand reactions on excited surfaces • Adiabatic and diabatic surfaces • Crossing and avoided crossing • Funnel • Conical intersection • Energy gap law / Fermi’s golden rule • Wave packets vs particles (marbles) O* H H H H H H O H H H H H H O H H H H H H O H H H H H H Photodissociation of s bond H2 H H H H • E. Schrödinger developed the famous F equation in 1926 • Based on E.Sch. eq. Heitler and London developed the concept of bonding for H2 molecule in 1927. • L. Pauling extended this to the concept of valence-bond theory. W. Heitler F. London These formed the basis of energy diagrams for photodissociation. Linus Pauling, 1938 Potential energy curves for dissociation of NaCl Covalent Ionic Electronic correlation diagram for a given reaction co-ordinate F1. c1. S1 Y1R F2. c2. S2 Y2R* Y3 Y4P* P RC Y1R Y2R* Y1P Y2P* RC discon discon The curves are based on simple coulombic attraction between charged spheres (of which there is zero for the covalent model), and repulsion of nuclear charge and physical interaction between hard spheres. To obtain the best wavefunctions and energies at any particular point, we must mix the ionic and covalent wavefunctions. The resulting energies repel each other. Therefore, at every internuclear separation, the energies of the original wavefunctions are “split apart.” At the crossing point, the new energies (which will be closer to the true energies than the original ionic and covalent wavefunction energies) split apart and the curves no longer cross. This point of nearest approach is called an avoided crossing point Crossing and avoided crossing Probability of jump from lower to upper or the reverse • Energy gap (DE) • Velocity (v) • Slope difference (Ds) Landau-Zener-Stuecktberg equation P = exp(–DE2/vDs) DEDE Large gapSmall gap A A’ B B’ Conical Intersection Minimum at Avoided Crossing & CI may not be at the same place CI AC Avoided crossing, true crossing and conical intersection Avoided crossing in two dimensions Product appears in ns Product appears in ps-fs Diatomic Allowed crossing in higher dimensions (polyatomic molecules); Conical intersection "for his studies of the transition states of chemical reactions using femtosecond spectroscopy." Ahmed H. Zewail The Nobel Prize in Chemistry 1999 Chem. Eng. News., 1988, Nov 7, 24 Physics Today, May 1990, 24 J. Phys. Chem. C., 1996, 100, 12701 Angew. Chem. Int. Ed., 2000, 39, 2586 J. Chem. Edu., 2001, 78, 737 10-15 sec time resolution (1980s) The Nobel Prize in Chemistry 1967 was divided, one half awarded to M. Eigen, the other half jointly to R. G. W. Norrish and G. Porter "for their studies of extremely fast chemical reactions, effected by disturbing the equilibrium by means of very short pulses of energy." 10-6 sec time resolution (1960s) R. G. W. Norrish M. Eigen G. Porter Can a horse fly The birth of high-speed camera Photo series by Eadweard Muybridge, 1870 Can a horse fly Photo series by Eadweard Muybridge, 1870 Millions of molecules are reacting Although same reaction – they don’t run in lock-step How to synchronize ? As if a whole herd of horses in lock-step in one camera • Millions of molecules could march in lockstep from a common starting point • A series of pictures can be taken at different times • Equivalent to a movie of a chemical reaction Coherence Coherence Coordinated fashion or acting together. How to achieve this? Molecular beam Waves can be added. constructive interference amplitude doubledin phase (0°) + − + − destructive interference amplitude zero + − + − out of phase (180°) Waves oscillate positive and negative and travel + − Waves of different wavelengths can be added. Add 5 waves. λ = 1.2, 1.1, 1.0, 0.9, 0.8 Superposition Sum of the 5 waves Classical – can know momentum p and position x exactly at the same time. Quantum – know p exactly, x completely uncertain. Equal probability of finding particle anywhere. Waves of different wavelengths can be added. Add 5 waves. λ = 1.2, 1.1, 1.0, 0.9, 0.8 Superposition Sum of the 5 waves -20 -10 10 20 -4 -2 4 2 Superimposing 5 waves concentrates probability in a region of space, but now there are 5 values of the momentum. Wave packets The wavepacket initially created in the FC region of the excited state of the reactant rapidly evolves along the reaction pathway towards the conical intersection, and the stimulated emission (SE) progressively shifts to the red as the band gap between the excited and ground states narrows. Near the conical intersection region, which is reached in ∼80 fs according to both experiments and simulations, the SE signal vanishes as the two surfaces approach each other. Following the “jump” to the hot ground state of the photoproduct, a symmetric photo-induced absorption (PA) signal is formed. This PA band rapidly shifts to the blue as the surfaces move away from each other energetically and the wavepacket relaxes to the bottom of the photoproduct well. Photochem. Photobiol. Sci., 2015, 14, 213 Ultrafast time resolution (fs) has changed the way we visualize reactions on excited surfaces Classification of photoreactions • Bond breaking----cleavage reactions • Bond twisting-----geometric isomerization • Addition at one end----abstraction, substitution • Addition at two ends-----cycloaddition • Concerted pericyclic reactions---electrocyclization • Rearrangement p-bonds break upon twisting s-bond break upon stretching How do bonds break?: Stretching and twisting H2 H H H H • E. Schrödinger developed the famous F equation in 1926 • Based on Sch. Eq. Heitler and London developed the concept of bonding for H2 molecule in 1927. • L. Pauling extended this to the concept of valence-bond theory. W. Heitler F. London These formed the basis of energy diagrams for photodissociation. A model for breaking s bond by stretching Homolytic photodissociation of I2, ICN, IBr, CH3I etc. Exemplars for s bond cleavage in the excited state • Photodissociation of CH3 I o Zewail et. al., J. Chem. Phys., 83, 1996, 1985 o Zewail et. al., Chem. Phys. Lett, 142, 426, 1987 • Photodissociation of ICN o Zewail et. al., J. Chem. Phys., 87, 2395, 1987 o Zewail et. al., Science, 241, 4870, 1988 o Zewail et. al., J. Chem. Phys., 89, 6128, 1988 o Zewail et. al., J. Chem. Phys., 90, 829, 1989 • Photodissociation of NaI o Zewail et. al., Chem. Phys. Lett., 146, 175, 1988 o Zewail et. al., J. Chem. Phys., 88, 6672, 1988 o Zewail et. al., J. Chem. Phys., 91, 7415, 1989 o Zewail et. al,. Nature, 348, 225, 1990 • Photodissociation of I2 o Zewail et. al., Chem. Phys. Lett, 161, 297, 1989 Pump-Probe-Detect in fs time scale J. C. Polanyi D. Hersbach Y. T. Lee R. Bershon R. Zare James L. Kinsey Potential energy curves for dissociation of CH3I Dissociates in 400 fs The first study on photodissociation by Zewail (1985) Y. Amatatsu, S. Yabushita and K. Morokuma, J. Chem. Phys. 100, 4894 1994 J. Qian, D. J. Tannor, Y. Amatatsu and K. Morokuma, J. Chem. Phys. 101, 9597 1994 Potential energy curves for dissociation of ICN Photodissociation of ICN (1987) Rise and decay of laser induced fluorescence signal of CN* 388.9 nm 389.8 nm 390.4 nm 391.4 nm • Excited state surface of ICN is dissociative, not bound (no oscillation) • ICN dissociates within 205 ± 30 fs (~0.2 ps) Goal (map the surface) Experiment (pump & probe) ICN I + CN I + CN* LIF Photodissociation of ICN Tracing the unbound surface (1987) Potential energy curves for dissociation of NaCl • If there is no mixing, the two curves would remain separate and the excited NaI will retain covalent character and dissociate like CH3I and ICN. • If the two first order curves mix the crossing will become avoided. • The avoided crossing will lead to a ‘well’ where the excited NaI will get trapped and establish a resonance (oscillation) between covalent and ionic character. • The molecule resonates between two electronic configuration Detection of crossing and avoided crossing Resonance Allowed crossing Avoided crossing Experimental demonstration for curve crossing (1988) ~10% pump probe LIF pump probe LIF ~10% Na* ~10% LIF Na* Ultrafast (fs) photodissociation of NaI: Consequences of surface crossing pump probe Pump: 310-390 nm Probe: 590-700 nm LIF: Na emission Free Na atom resulting from dissociation is detected Every time the wave packets hit the outer potential wall, some tunneling occurs and a little puff of products, Na + I, comes out. Photodissociation of NaI (1988) Zewail et. al. Chem. Phys. Lett., 146, 175, 1988 J. Chem. Phys., 88, 6672, 1988 J. Chem. Phys., 91, 7415, 1989 Nature, 348, 225, 1990 Can we get experimental support for avoided crossing? I2 Photodissociation of Iodine (1989) R. S. Mulliken, J. Chem. Phys, 55, 288, 1971 l1 l2 lem Pump Probe Detect Photodissociation of I2: A model for cleavage reactions R. S. Mulliken, J. Chem. Phys, 55, 288, 1971 Photodissociation of Iodine (1989) Tracing the unbound and the bound surfaces (a, b & c) 700/310/ (a state) 620/310/ (b state) 505/310/ (c state) Time of oscillation 500 fs • Considering molecules as particles (classical mechanics) or wave packets (quantum mechanics) lead to similar results. Wave packets can leak through a barrier (tunneling) while particles cannot. • Surfaces generated based on electronic correlation diagrams help predict reaction dynamics • Crossing of surfaces are common and these could lead to ‘real’, ‘avoided’ and conical intersections • On excited state surfaces oscillation (resonance) of electronic structures occurs in fs time scale. Conclusions based on ultrafast experiments “The study of chemical events that occur in the femtosecond time scale is the ultimate achievement in half a century of development and, although many future events will be run over the same course, chemists are near the end of the race against time” George Porter, 1993 H2 Covalent Ionic NaCl Models for photodissociation of covalent and ionic s bond Energy surfaces generated by following the electrons as the nuclei move along the reaction co-ordinate. discon discon R R* P P* R R* P P* Concerted (pericyclic) reactions: Cyclization Assigning symmetry to relevant orbitals Disrotatory Conrotatory Conrotatory Orbital Correlation Diagram R. B. Woodward, R. Hoffmann, JACS, 87, 396,1965 Disrotatory Orbital Correlation Diagram R. B. Woodward, R. Hoffmann, JACS, 87, 396,1965 State correlation diagram for an electrocyclic reaction Thermal---allowed Photo---forbidden Thermal---forbidden Photo---?? H. C. Longuet-Higgins, E. W. Abrahamson, JACS, 87, 2045,1965 W. Th. A. M. van der Lugt and L. J. Oosterhoff, J. Am. Chem. Soc., 91, 6041, 1969 The photochemical reaction is facilitated by crossings of surfaces in the excited state UP hill, NO Down hill, YES H. C. Longuet-Higgins, E. W. Abrahamson, J. Am. Chem. Soc., 87, 2045, 1965 van der Lugt and Oosterhoff, J. Am. Chem. Soc., 91, 6041, 1969 19691965 Longuet-Higgins and Abrahamson, J. Am. Chem. Soc., 87, 2045, 1965 1975 D. Grimbert, G. Segal, and A. Devaquet, J. Am. Chem. Soc., 97, 6629, 1975 The photochemical reaction is facilitated by crossings of surfaces in the excited state R. Mathies et.al, Acc. Chem. Res. 28, 493, 1995 Ultrafast dynamics studies Conical Intersection and Multiple Products Cyclobutene ring opening is not stereospecific? Adiabatic Photochemistry? Conical intersection with multiple exits? C H C H hν C H C H C H C H hν C H C H C H C H hν C H C H C H C H hν C H C H C H C H hν C H C H Geometric Isomerization Ethylene - HOMO Ethylene - LUMO hυ φ1 φ2 φ2φ1 Geometric Isomerization: Twisting of a C=C p Bond Ethylene p p* p p* p p** So S1 S2 So S1 S2 φ1φ1 φ1φ2 φ2φ2 φ2 φ2 φ1φ2 φ1φ1 Correlation Diagram for Geometric Isomerization φ1 φ2 φ2φ1 Note the similarity between this diagram and WH diagram for electrocyclization R. Hochstrasser, Pure & Appl. Chem., 1980, 52, 2683 Energy surface for the isomerization of stilbene T. Tahara et. al., Phys. Chem. Chem. Phys., 2012, 4, 6225 J. Saltiel, et. al., J. Photochem. Phobiol A, Chem. 1992, 65, 29 Geometric Isomerization of Ethylene Conical Intersection is a Possibility Conical intersection at a twisted, mono-pyramidalized geometry suggested through computation. Ethylene decays with a lifetime of 20±10 fs (2 x 10-14 sec); computed T. J. Martinez et. al., Annu. Rev. Phys. Chem. 2007, 58, 613. T. J. Martinez et. al., Chem. Phys., 2000, 259, 237. Suggested references on excited state surfaces, crossings, avoided crossings, conical intersections etc. E. Teller, THE CROSSIKG OF POTENTIAL SURFACES, J. Phys. Chem , 1937, 41, 109. E. Teller, INTERNAL CONVERSION IN POLYATOMIC MOLECULES, Isr. J. Chem. 1969, 7, 227 C. Zener, Non-Adiabatic Crossing of Energy Levels, Proc. Roy. Soc. London 1932, 137A,696 T. J. Martinez et. al., Annu. Rev. Phys. Chem. 2007, 58, 613. T. J. Martinez el. al., J. Phys. Chem. A, 2000, 104, 5161 M. Robb et. al., Rev. Computational Chemistry, 2000, 15, 87-146. Oliviucci, Photochem. Photobiol. Sci., 2011, 10, 867.--- Rev on CI Domcke and Yarkony, Annu. Rev. Phys. Chem., 2012, 63, 325–52 Yarkony, Chem. Rev., 2012, 112, 481–498 F. F. Crim, Faraday Discuss., 2012, 157, 9–26 F. F. Crim, J. Phys. Chem., 1996, 100, 12725-12734J. https://chemistry.as.miami.edu/research-groups/ramamurthy-group/video- lectures/video-lectures-miami/index.html Watch two videos by Oliviucci in this site (Murthy group); search, they are at the end Michl, J. "Photochemical Reactions of Large Molecules. I. A Simple Physical Model of Photochemical Reactivity", Mol. Photochem. 1972, 4, 243. Michl, J. "Photochemical Reactions of Large Molecules. II. Application of the Model to Organic Photochemistry", Mol. Photochem. 1972, 4, 257. Michl, J. "Photochemical Reactions of Large Molecules. III. Use of Correlation Diagrams for Prediction of Energy Barriers", Mol. Photochem. 1972, 4, 287. J. Michl, Topics Curr. Chem., 1974, 46, 1 M. Klessinger and J. Michl, Excited States and Photochemistry of Organic Molecules, VCH, 1995, pp. 179-241 *R F I (*I or *P) P hν F = funnel from excited to ground state surface I = ground state reactive intermediate *I = excited state of a reactive intermediate *P = excited state of product R Mechanistic Possibilities Hydrogen abstraction is a common photoreaction H2 Covalent Ionic NaCl Models for photodissociation of covalent and ionic s bond Energy surfaces generated by following the electrons as the nuclei move along the reaction co-ordinate. Types of surfaces Electronic States of Carbonyl Compounds p p* n n p* p p* n p p* p n p* Frontier orbital view of hydrogen abstraction by carbonyl np* triplet Geometry of orbital interaction Less likely More likely Original publications on correlation diagrams, avoided crossings on reactions with intermediates Salem Correlation Diagram L. Salem, J. Am. Chem. Soc., 96, 3486, 1974 L. Salem, Israel. J. Chem., 14, 89, 1975. L. Salem, Science, 191, 822, 1976 W. Dauben, L. Salem and N. J. Turro, Acc. Chem. Res., 8, 41, 1975 Non-concerted Photoreactions L. Salem 1937Allowed and Avoided Crossings B. Bigot, A. Devaquet and N. J. Turro, J. Am. Chem. Soc., 103, 6, 1981 L. Salem, C. Leforestier, G. Segal and L. Salem, J. Am. Chem. Soc., 97, 479, 1975 Electrons in Chemical Reactions First Principles, L. Salem, Wiley, 1982, pp. 124-157 O O nπ* O ππ*GS Relevant electronic states R H O R H O R H n-plane π- plane O R H O O H R O H R Constructing Salem Diagram Geometries of approach Diradical intermediates formed Constructing Salem diagram for n-plane attack Identify a symmetry plane to which relevant orbitals are s or a Enumerate the relevant orbitals of the reactant and the intermediate in the order of their energy. Build the orbital correlation diagram based on energy and symmetry. Salem correlation diagrams: L. Salem, JACS, 1974, 96, 3486; Science, 1976, 191, 822. Dauben, Salem and Turro, Acc. Chem. Res., 1975, 8, 41. 4S 2A 4S 2A 3S 3A 3S 3A A3S3 A4S2 A2S4 A3S3 A2S4 A4S2 Hydrogen abstraction along n-plane is likely from np* state. Reaction from T1(np*) is likely to be more efficient than from S1 (np*). If T1 is pp* the reaction from n-face is unlikely. How do reactive intermediates in the triplet state transform to singlet products? What is the mechanisms of intersystem crossing in diradicals? Why excited singlet and triplet give different products? Mechanism of photoreactions involving intermediates R + hn R* Photophysical I P Photochemical Thermal Molecular Structure and Dynamics R P R *R I P R 1 *R 3* R 3 I 1 I P hν General Photochemical Paradigm hν hν S0 S1 T1 3 RP 1 RP P ISC ISC O BA 1* O BA 3* O A B 3 O A B 1 O BA 1 hn P Importance of intersystem crossing I3 I1 What is a diradical and a biradical? The Electronic Properties of Diradicals, L. Salem and C. Rowland., Angew. Chem. Internat. Edit. Eng.,1972, 11, 92. L. Salem, Pure & Appl. Chem., 1973, 33, 317. Concerted Reactions That Produce Diradicals and Zwitterions: Electronic, Steric, Conformational, and Kinetic Control of Cycloaromatization Processes, R. K. Mohamed, P. W. Peterson, and Igor V. Alabugin, Chem. Rev., 2013, 113, 7089. Do Diradicals Behave Like Radicals? T. Stuyver, B Chen, T. Zeng, P. Geerlings, F. De Proft, and Roald Hoffmann, Chem. Rev., 2019, 119, 11291. Diradicals, M. Abe, Chem. Rev., 2019, 113, 7011. What controls the singlet-triplet energy gap in molecules and diradicals? DEST = J - B in intermediates where HOMO-LUMO gap is very small B: bonding interaction, interaction between nuclei due to the presence of two electrons in a bonding orbital • Molecules • Intermediates (Diradicals) DEST = 2J in molecules where HOMO-LUMO gap is large J: exchange integral, depends on the overlap of orbitals with one electron each *R[S1(n,π∗)] 3I(D) 1I(D) hν 3RP 1RP R P S0 S1 T1 P *R[T1(n,π∗)] Electronic Energy Difference between Singlet and Triplet States in Diradical Reactive Intermediates, I(D) S1 > T1 S1 > T1 S1 < T1 HOMO–LUMO gap large Only J, no B HOMO–LUMO gap small or equal energy Only J Both J and B J will be proportional to the electron exchange integral for the (NBL)1(NBU)1 configuration B will be proportional to the contribution of the (NBL)2 configuration. The latter corresponds to the bonding contribution. {(NBL)1(NBU)1}1 {(NBL)1(NBU)1}3 (NBL)2 (NBL)2 (NBL)2 NBL NBU DEST = J - B Singlet-triplet energy gap Energy Ordering in Diradicals Depends on Values of J and B DEST = J - B • Bonding • Two states • No longer diradical Degenerate • No bonding • Triplet lower than singlet Close in energy • Slight bonding • Singlet lower than triplet Close in energy Salem’s rules for ISC in diradicals-1 (1) The value of the exchange interaction, J, between the two radical centers is less than the strongest available magnetic coupling mechanism. In order to mix the S and T states of I(D) effectively, the two states must have essentially the same energy, i.e., they must be very close to degenerate. Since J causes the energy of the S and T state to “split,” the value of J must approach zero if the energies of the S and the T state of I(D) are to become degenerate and mix effectively. Salem’s rules for ISC in diradicals-2 (2) The non-bonding orbitals of the diradical are in an orbital orientation that can interact to some extent and can create orbital angular momentum that couples with the spin angular momentum during the ISC step. In order to generate angular momentum an orbital jump from a “pZ ® pX” type is required. The best orbital orientation for spin-orbit mixing is when the two non-bonded orbitals of the diradical are at a 900 orientation with respect to one another. Salem’s rules for ISC in diradicals-3 (3) The degree of electron pairing character in the singlet can become significant during the ISC step. In order to effectively generate orbital angular momentum, the electron must jump from one orbital to the other half occupied orbital which is at a 900 orientation, as the singlet is created. This produces a situation for which there are two electrons in a non-bonding orbital to a "zwitterionic" structure (1(Z)). Thus, for the most effective creation of angular momentum, the singlet must possess a certain amount of spin paired character. Conformation dependent product formation Conformation dependent ISC and its effect on product distribution kisckisckisc 3 DR 1 DR Product A B C Fast Slow P-1 Not all conformations would have the same J, and orientation of the two p-orbitals Conformation dependent ISC and its effect on product distribution Slow P-2 hν Sens. hν Direct + CH2 hν Direct hν Sens. C6H5 hν C6H5 OCH3 CH3OH C6H5 CH2OH hν Sens. O O O hν sensitized hν Excited Singlet and Triplet May Undergo Different Reactions Loose and Tight Biradicals *1 *3 stereorandom stereospecifc *1 *3 Why excited singlet and triplet give different products? Photochemistry of dibenzyl ketone as an exemplar of cage effect Definition of cage effect C12 C16 SDS CTABCore (2-3 nm) Stern Layer (up to a few A) Gouy-Chapman Layer (up to several hundred A) Water molecule SO3 - Na+ N + BrSurfactant monomers Schematic representation of a guest@micelle complex G G 107 GC traces of product distributions upon irradiation in solution and in HDTCl micelle O Me hν BA O Me + MeMe + AA AB BB A comparison between solution and micellar irradiations In micellar solutions the % cage depends on the surfactant concentration Cage effect dramatically increases at a certain concentration of surfactant Sulfate surfactants CH3(CH2)nOSO3Na Bigger micelles, more hydrophobic cage, slower exit to water In micellar solutions the % cage depends on the the cage size Reactive radicals escape from smaller cages more easily. Intersystem Crossing in Radical Pairs Spin Dynamics - pictorial view The system, in its T1 state, slides down along the T1 surface energy. This correspond to an increased distance between the two nuclei: the bond breaking step occurs. Cage effect and nuclear isotope effect (a) Initial sample of 13C=O enriched DBK (b) The degree of 13C=O in DBK increases with photolysis (90% conversion) PhCH2CCH2Ph O hν T1S1 PhCH2C O CH2Ph 3 12 C escape13 C CAGE PhCH2CCH2Ph O DBK PhCH2C O CH2Ph 1 b PhCH2CH2 O CH3 PhCH2CH2 CH2 PMAP ENRICHED IN 13 C FREE RADICALS PhCH2CH2Ph + CO IMPOVISHED IN 13 C O PhCH2C O CH2Ph Cage effect can be utilized for isotope enrichment The competion is between cage escape and hyperfine induced ISC Effect of an applied magnetic field on the T splitting T+ T0 T- S ββ αβ + βα αα Tαβ − βα T0 T+ S T levels split apart, T0 has the same energy as S Hz Only T0 ® S ISC allowed Magnetic field effect will decrease cage reactions Nuclear isotope effect will increase cage reactions The effect of external magnetic field on the cage effect The cage effect decreases. More exit from host cage. Initial 90% photolysis at 0 applied mag. field 90% photolysis at 15,000 G applied mag. field Isotope enrichment decreases in presence of applied magnetic field 48% 13C 55% 13C62% 13C